0001642689-18-000003.txt : 20180216 0001642689-18-000003.hdr.sgml : 20180216 20180216192752 ACCESSION NUMBER: 0001642689-18-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180215 FILED AS OF DATE: 20180216 DATE AS OF CHANGE: 20180216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peters James W CENTRAL INDEX KEY: 0001642689 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 18622720 MAIL ADDRESS: STREET 1: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 2699235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-02-15 0000106640 WHIRLPOOL CORP /DE/ WHR 0001642689 Peters James W C/O WHIRLPOOL CORPORATION 2000 M-63N BENTON HARBOR MI 49022 0 1 0 0 EXEC VICE PRESIDENT AND CFO Common Stock 2018-02-15 4 M 0 192 A 10063 D Common Stock 2018-02-15 4 F 0 65 176.74 D 9998 D Common Stock 2018-02-15 4 M 0 63 A 10061 D Common Stock 2018-02-15 4 D 0 63 D 9998 D Common Stock 2127.518 I 401(k) Stock Fund Rerstricted Stock Units 2018-02-15 4 M 0 192 0 D Common 192 192 D Restricted Stock Units 2018-02-15 4 M 0 63 0 D Common 63 63 D Deferred Stock 2018-02-15 4 A 0 63 A Common 63 423.426 D Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Upon the vesting of restricted stock units granted to the reporting person on 02/15/2018, the reporting person deferred the receipt of 63 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 63 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation. Remaining restricted stock units will vest and convert one-for-one to shares on 02/15/2019. /s/ Bridget K. Quinn, Attorney-in-Fact 2018-02-16