0001642689-16-000006.txt : 20160218 0001642689-16-000006.hdr.sgml : 20160218 20160218162552 ACCESSION NUMBER: 0001642689-16-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160216 FILED AS OF DATE: 20160218 DATE AS OF CHANGE: 20160218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 2699235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peters James W CENTRAL INDEX KEY: 0001642689 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 161437803 MAIL ADDRESS: STREET 1: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-02-16 0000106640 WHIRLPOOL CORP /DE/ WHR 0001642689 Peters James W C/O WHIRLPOOL CORPORATION 2000 M-63N BENTON HARBOR MI 49022 0 1 0 0 VICE PRESIDENT AND CONTROLLER Common Stock 2016-02-16 4 M 0 117 A 8677 D Common Stock 2016-02-16 4 F 0 43 135.45 D 8634 D Common Stock 2016-02-16 4 M 0 40 A 8674 D Common Stock 2016-02-16 4 F 0 3 135.45 D 8671 D Common Stock 2016-02-16 4 D 0 37 D 8634 D Common Stock 2033.106 I 401(k) Stock Fund Restricted Stock Units 2016-02-16 4 M 0 117 0 D Common 117 226 D Restricted Stock Units 2016-02-15 4 M 0 40 0 D Common 40 74 D Deferred Stock 2016-02-16 4 A 0 37 0 A Common 37 37 D Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/16/2017 and one-third on 02/16/2018. Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/16/2017 and one-third on 02/16/2018. Upon the vesting of restricted stock units granted to the reporting person on 2/16/2016, the reporting person deferred the receipt of 37 shares of common stock and received instead 37 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 37 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock becomes payable following the reporting person's termination of employment with Whirlpool Corporation. /s/ Bridget K. Quinn, Attorney-in-Fact 2016-02-18