0001624146-17-000002.txt : 20170222 0001624146-17-000002.hdr.sgml : 20170222 20170222190205 ACCESSION NUMBER: 0001624146-17-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170217 FILED AS OF DATE: 20170222 DATE AS OF CHANGE: 20170222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 2699235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liotine Joseph T. CENTRAL INDEX KEY: 0001624146 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 17630247 MAIL ADDRESS: STREET 1: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-02-17 0000106640 WHIRLPOOL CORP /DE/ WHR 0001624146 Liotine Joseph T. C/O WHIRLPOOL CORPORATION 2000 M-63N BENTON HARBOR MI 49022 0 1 0 0 EXEC VICE PRESIDENT & PRES NA Common Stock 2017-02-17 4 M 0 81 A 10095 D Common Stock 2017-02-17 4 F 0 25 177.19 D 10070 D Common Stock 2017-02-17 4 M 0 245 A 10315 D Common Stock 2017-02-17 4 D 0 245 D 10070 D Common Stock 2017-02-17 4 M 0 5000 A 15070 D Common Stock 2017-02-17 4 F 0 1707 177.19 D 13363 D Common Stock 2017-02-20 4 M 0 188 A 13551 D Common Stock 2017-02-20 4 F 0 59 177.19 D 13492 D Common Stock 2017-02-20 4 M 0 565 A 14057 D Common Stock 2017-02-20 4 D 0 565 D 13492 D Common Stock 1470.005 I 401(k) Stock Fund Restricted Stock Units 2017-02-17 4 M 0 81 0 D Common 81 0 D Restricted Stock Units 2017-02-17 4 M 0 245 0 D Common 245 0 D Restricted Stock Units 2017-02-17 4 M 0 5000 0 D Common 5000 5000 D Deferred Stock Units 2017-02-17 4 A 0 245 A Common 245 1597.003 D Restricted Stock Units 2017-02-20 4 M 0 188 0 D Common 188 0 D Restricted Stock Units 2017-02-20 4 M 0 565 0 D Common 565 0 D Deferred Stock Units 2017-02-20 4 A 0 565 A Common 565 2162.003 D Restricted Stock Units 2017-02-20 4 A 0 2031 0 A Common 2031 2031 D Employee Stock Options (Right to Buy) 177.19 2017-02-20 4 A 0 8176 0 A 2027-02-20 Common 8176 8176 D Restricted Stock Units 2017-02-20 4 A 0 15000 0 A Common 15000 15000 D Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Upon the vesting of restricted stock units granted to the reporting person on 02/17/2017, the reporting person deferred the receipt of 245 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 245 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation. Vesting of performance-based restricted stock unit award for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Upon the vesting of restricted stock units granted to the reporting person on 02/17/2017, the reporting person deferred the receipt of 565 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 565 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation. Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020. Options will vest and become exercisable as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020. Restricted stock units will vest and convert one-for-one to shares as follows: equally on 02/20/2020 and 02/20/2022. /s/ Bridget K. Quinn, Attorney-in-Fact 2017-02-22