0001573725-18-000003.txt : 20180221 0001573725-18-000003.hdr.sgml : 20180221 20180221181621 ACCESSION NUMBER: 0001573725-18-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180216 FILED AS OF DATE: 20180221 DATE AS OF CHANGE: 20180221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berrozpe Esther F CENTRAL INDEX KEY: 0001573725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 18629924 MAIL ADDRESS: STREET 1: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 2699235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-02-16 0000106640 WHIRLPOOL CORP /DE/ WHR 0001573725 Berrozpe Esther F WHIRLPOOL CORPORATION 2000 M-63N BENTON HARBOR MI 49022 0 1 0 0 EXECUTIVE VICE PRESIDENT Common Stock 2018-02-16 4 M 0 292 A 16356 D Common Stock 2018-02-16 4 F 0 130 172.70 D 16226 D Common Stock 2018-02-19 4 M 0 231 A 16457 D Common Stock 2018-02-19 4 F 0 103 172.70 D 16354 D Restricted Stock Units 2018-02-16 4 M 0 292 0 D Common 292 0 D Restricted Stock Units 2018-02-19 4 M 0 231 0 D Common 231 0 D Restricted Stock Units 2018-02-19 4 A 0 1620 0 A Common 1620 1620 D Employee Stock Option (Right to Buy) 172.70 2018-02-19 4 A 0 7298 0 A 2028-02-19 Common 7298 7298 D Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021. Options will vest and become exercisable as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021. /s/ Bridget K. Quinn, Attorney-in-Fact 2018-02-21