0001573725-17-000002.txt : 20170222 0001573725-17-000002.hdr.sgml : 20170222 20170222191557 ACCESSION NUMBER: 0001573725-17-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170217 FILED AS OF DATE: 20170222 DATE AS OF CHANGE: 20170222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 2699235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berrozpe Esther F CENTRAL INDEX KEY: 0001573725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 17630294 MAIL ADDRESS: STREET 1: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-02-17 0000106640 WHIRLPOOL CORP /DE/ WHR 0001573725 Berrozpe Esther F WHIRLPOOL CORPORATION 2000 N. M-63 BENTON HARBOR MI 49022 0 1 0 0 EXECUTIVE VICE PRESIDENT Common Stock 2017-02-17 4 M 0 438 A 9950 D Common Stock 2017-02-17 4 F 0 199 177.19 D 9751 D Common Stock 2017-02-17 4 M 0 5000 A 14751 D Common Stock 2017-02-17 4 F 0 2281 177.19 D 12470 D Common Stock 2017-02-17 4 M 0 764 111.33 A 13234 D Common Stock 2017-02-17 4 M 0 2888 138.56 A 16122 D Common Stock 2017-02-17 4 M 0 2582 132.19 A 18704 D Common Stock 2017-02-17 4 S 0 6234 176.843 D 12470 D Common Stock 2017-02-20 4 M 0 5000 A 17470 D Common Stock 2017-02-20 4 F 0 2281 177.19 D 15189 D Common Stock 2017-02-20 4 M 0 1010 A 16199 D Common Stock 2017-02-20 4 F 0 460 177.19 D 15739 D Restricted Stock Units 2017-02-17 4 M 0 438 0 D Common 438 0 D Restricted Stock Units 2017-02-17 4 M 0 5000 0 D Common 5000 0 D Employee Stock Options (Right to Buy) 111.33 2017-02-17 4 M 0 764 0 D 2016-02-18 2023-02-18 Common 764 0 D Employee Stock Options (Right to Buy) 138.56 2017-02-17 4 M 0 2888 0 D 2017-02-17 2024-02-17 Common 2888 0 D Employee Stock Options (Right to Buy) 132.19 2017-02-17 4 M 0 2582 0 D 2017-02-15 2026-02-15 Common 2582 5012 D Restricted Stock Units 2017-02-20 4 M 0 5000 0 D Common 5000 0 D Restricted Stock Units 2017-02-20 4 M 0 1010 0 D Common 1010 0 D Restricted Stock Units 2017-02-20 4 A 0 1321 0 A Common 1321 1321 D Employee Stock Options (Right to Buy) 177.19 2017-02-20 4 A 0 5316 0 A 2027-02-20 Common 5316 5316 D Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.65 to $176.94, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the prices set forth in this footnote. Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020. Options will vest and become exercisable as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020. Remaining options will vest and become exercisable in two equal installments on 02/15/2018 and 02/15/2019. /s/ Bridget K. Quinn, Attorney-in-Fact 2017-02-22