0001573725-17-000002.txt : 20170222
0001573725-17-000002.hdr.sgml : 20170222
20170222191557
ACCESSION NUMBER: 0001573725-17-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170217
FILED AS OF DATE: 20170222
DATE AS OF CHANGE: 20170222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/
CENTRAL INDEX KEY: 0000106640
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 381490038
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: WHIRLPOOL CNTR 2000 M 63
STREET 2: C/O CORPORATE SECRETARY
CITY: BENTON HARBOR
STATE: MI
ZIP: 49022-2692
BUSINESS PHONE: 2699235000
MAIL ADDRESS:
STREET 1: WHIRLPOOL CTR 2000 M 63
STREET 2: C/O CORPORATE SECRETARY
CITY: BENTON HARBOR
STATE: MI
ZIP: 49022-2692
FORMER COMPANY:
FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP
DATE OF NAME CHANGE: 19710824
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Berrozpe Esther F
CENTRAL INDEX KEY: 0001573725
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03932
FILM NUMBER: 17630294
MAIL ADDRESS:
STREET 1: 2000 M-63N
CITY: BENTON HARBOR
STATE: MI
ZIP: 49022
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-02-17
0000106640
WHIRLPOOL CORP /DE/
WHR
0001573725
Berrozpe Esther F
WHIRLPOOL CORPORATION
2000 N. M-63
BENTON HARBOR
MI
49022
0
1
0
0
EXECUTIVE VICE PRESIDENT
Common Stock
2017-02-17
4
M
0
438
A
9950
D
Common Stock
2017-02-17
4
F
0
199
177.19
D
9751
D
Common Stock
2017-02-17
4
M
0
5000
A
14751
D
Common Stock
2017-02-17
4
F
0
2281
177.19
D
12470
D
Common Stock
2017-02-17
4
M
0
764
111.33
A
13234
D
Common Stock
2017-02-17
4
M
0
2888
138.56
A
16122
D
Common Stock
2017-02-17
4
M
0
2582
132.19
A
18704
D
Common Stock
2017-02-17
4
S
0
6234
176.843
D
12470
D
Common Stock
2017-02-20
4
M
0
5000
A
17470
D
Common Stock
2017-02-20
4
F
0
2281
177.19
D
15189
D
Common Stock
2017-02-20
4
M
0
1010
A
16199
D
Common Stock
2017-02-20
4
F
0
460
177.19
D
15739
D
Restricted Stock Units
2017-02-17
4
M
0
438
0
D
Common
438
0
D
Restricted Stock Units
2017-02-17
4
M
0
5000
0
D
Common
5000
0
D
Employee Stock Options (Right to Buy)
111.33
2017-02-17
4
M
0
764
0
D
2016-02-18
2023-02-18
Common
764
0
D
Employee Stock Options (Right to Buy)
138.56
2017-02-17
4
M
0
2888
0
D
2017-02-17
2024-02-17
Common
2888
0
D
Employee Stock Options (Right to Buy)
132.19
2017-02-17
4
M
0
2582
0
D
2017-02-15
2026-02-15
Common
2582
5012
D
Restricted Stock Units
2017-02-20
4
M
0
5000
0
D
Common
5000
0
D
Restricted Stock Units
2017-02-20
4
M
0
1010
0
D
Common
1010
0
D
Restricted Stock Units
2017-02-20
4
A
0
1321
0
A
Common
1321
1321
D
Employee Stock Options (Right to Buy)
177.19
2017-02-20
4
A
0
5316
0
A
2027-02-20
Common
5316
5316
D
Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.65 to $176.94, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the prices set forth in this footnote.
Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020.
Options will vest and become exercisable as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020.
Remaining options will vest and become exercisable in two equal installments on 02/15/2018 and 02/15/2019.
/s/ Bridget K. Quinn, Attorney-in-Fact
2017-02-22