0001573725-14-000001.txt : 20140219 0001573725-14-000001.hdr.sgml : 20140219 20140219190424 ACCESSION NUMBER: 0001573725-14-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140214 FILED AS OF DATE: 20140219 DATE AS OF CHANGE: 20140219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 6169235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berrozpe Esther F CENTRAL INDEX KEY: 0001573725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 14627345 MAIL ADDRESS: STREET 1: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-02-14 0000106640 WHIRLPOOL CORP /DE/ WHR 0001573725 Berrozpe Esther F WHIRLPOOL CORPORATION 2000 M-63N BENTON HARBOR MI 49022 0 1 0 0 PRESIDENT, EMEA Common Stock 2014-02-14 4 A 0 310 A 1880 D Common Stock 2014-02-14 4 F 0 139 138.56 D 1741 D Restricted Stock Units 2014-02-14 4 M 0 310 0 D Common 310 0 D Restricted Stock Units 2014-02-17 4 A 0 5000 0 A Common 5000 5000 D Restricted Stock Units 2014-02-17 4 A 0 1329 0 A Common 1329 1329 D Employee Stock Options (Right to Buy) 138.56 2014-02-17 4 A 0 4376 0 A 2024-02-17 Common 4376 4376 D Vesting of restricted stock unit award for the 2011 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Includes shares previously held pursuant to a broker-administered dividend reinvestment plan. Each restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on 02/17/2017. Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/17/2015; one-third on 02/17/2016; and one-third on 02/17/2017. Options will vest and become exercisable as follows: one-third on 02/17/2015; one-third on 02/17/2016; and one-third on 02/17/2017. /s/ Bridget K. Quinn, Attorney-in-Fact 2014-02-19