0001545393-17-000002.txt : 20170222 0001545393-17-000002.hdr.sgml : 20170222 20170222192525 ACCESSION NUMBER: 0001545393-17-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170217 FILED AS OF DATE: 20170222 DATE AS OF CHANGE: 20170222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 2699235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brega Joao Carlos CENTRAL INDEX KEY: 0001545393 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 17630325 MAIL ADDRESS: STREET 1: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-02-17 0000106640 WHIRLPOOL CORP /DE/ WHR 0001545393 Brega Joao Carlos WHIRLPOOL CORPORATION 2000 N. M-63 BENTON HARBOR MI 49022 0 1 0 0 EXECUTIVE VICE PRESIDENT Common Stock 2017-02-17 4 M 0 496 A 20774 D Common Stock 2017-02-20 4 M 0 1143 A 21917 D Common Stock 2017-02-20 4 M 0 3800 A 25717 D Common Stock 1062.146 D Restricted Stock Units 2017-02-17 4 M 0 496 0 D Common 496 0 D Restricted Stock Units 2017-02-20 4 M 0 1143 0 D Common 1143 0 D Restricted Stock Units 2017-02-20 4 M 0 3800 0 D Common 3800 0 D Restricted Stock Units 2017-02-20 4 A 0 1181 0 A Common 1181 1181 D Restricted Stock Units 2017-02-20 4 A 0 15000 0 A Common 15000 15000 D Employee Stock Options (Right to Buy) 177.19 2017-02-20 4 A 0 4755 0 A 2027-02-20 Common 4755 4755 D Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Vesting of performance-based restricted stock unit for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. As of 12/31/2016, the latest date for which information is reasonably available, there are 1,062.148 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan. Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020. Restricted stock units will vest and convert one-for-one to shares as follows: equally on 02/20/2020 and 02/20/2022. Options will vest and become exercisable as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020. /s/ Bridget K. Quinn, Attorney-in-Fact 2017-02-22