0001545393-14-000001.txt : 20140219 0001545393-14-000001.hdr.sgml : 20140219 20140219191207 ACCESSION NUMBER: 0001545393-14-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140214 FILED AS OF DATE: 20140219 DATE AS OF CHANGE: 20140219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 6169235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brega Joao Carlos CENTRAL INDEX KEY: 0001545393 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 14627366 MAIL ADDRESS: STREET 1: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-02-14 0000106640 WHIRLPOOL CORP /DE/ WHR 0001545393 Brega Joao Carlos WHIRLPOOL CORPORATION 2000 M-63N BENTON HARBOR MI 49022 0 1 0 0 Executive Vice President Common Stock 2014-02-14 4 S 0 13000 140.00 D 10148 D Common Stock 2014-02-14 4 A 0 1439 A 11587 D Common Stock 326.409 D Restricted Stock Units 2014-02-14 4 M 0 1439 0 D Common 1439 0 D Restricted Stock Units 2014-02-17 4 A 0 1504 0 A Common 1504 1504 D Employee Stock Option (RIght to Buy) 138.56 2014-02-17 4 A 0 4952 0 A 2024-02-17 Common 4952 4952 D Vesting of restricted stock unit award for the 2011 performance period made pursuant under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. As of 12/15/2013, the latest date for which information is reasonably available, there are 326.409 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan. Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/17/2015; one-third on 02/17/2016; and one-third on 02/17/2017. Options will vest and become exercisable as follows: one-third on 02/17/2015; one-third on 02/17/2016; and one-third on 02/17/2017. /s/ Bridget K. Quinn, Attorney-in-Fact 2014-02-19