0001545393-13-000003.txt : 20130502 0001545393-13-000003.hdr.sgml : 20130502 20130502113720 ACCESSION NUMBER: 0001545393-13-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130430 FILED AS OF DATE: 20130502 DATE AS OF CHANGE: 20130502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brega Joao Carlos CENTRAL INDEX KEY: 0001545393 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 13806255 MAIL ADDRESS: STREET 1: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 6169235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-04-30 0000106640 WHIRLPOOL CORP /DE/ WHR 0001545393 Brega Joao Carlos 2000 M-63N BENTON HARBOR MI 49022 0 1 0 0 Executive Vice President Common Stock 2013-04-30 4 M 0 1650 72.94 A 24798 D Common Stock 2013-04-30 4 S 0 1650 115.0461 D 23148 D Common Stock 2013-04-30 4 M 0 3707 89.16 A 26855 D Common Stock 2013-04-30 4 S 0 3707 114.9541 D 23148 D Common Stock 2013-04-30 4 M 0 3832 94.47 A 26980 D Common Stock 2013-04-30 4 S 0 3832 114.8593 D 23148 D Common Stock 2013-04-30 4 M 0 6547 88.49 A 29695 D Common Stock 2013-04-30 4 S 0 6547 114.7157 D 23148 D Common Stock 2013-04-30 4 M 0 15202 31.82 A 38350 D Common Stock 2013-04-30 4 S 0 15202 114.2113 D 23148 D Common Stock 2013-04-30 4 M 0 5951 85.45 A 29099 D Common Stock 2013-04-30 4 S 0 5951 114.0991 D 23148 D Common Stock 2013-04-30 4 M 0 3559 71.03 A 26707 D Common Stock 2013-04-30 4 S 0 3559 114.2362 D 23148 D Common Stock 190.059 D Employee Stock Option (Right to Buy) 72.94 2013-04-30 4 M 0 1650 0 D 2006-02-16 2014-02-16 Common 1650 0 D Employee Stock Option (Right to Buy) 89.16 2013-04-30 4 M 0 3707 0 D 2007-02-20 2016-02-20 Common 3707 0 D Employee Stock Option (Right to Buy) 94.47 2013-04-30 4 M 0 3832 0 D 2008-02-19 2017-02-19 Common 3832 0 D Employee Stock Option (Right to Buy) 88.49 2013-04-30 4 M 0 6547 0 D 2009-02-19 2018-02-19 Common 6547 0 D Employee Stock Option (Right to Buy) 31.82 2013-04-30 4 M 0 15202 0 D 2010-02-16 2019-02-16 Common 15202 0 D Employee Stock Option (Right to Buy) 85.45 2013-04-30 4 M 0 5951 0 D 2012-02-14 2021-02-14 Common 5951 2931 D Employee Stock Option (Right to Buy) 71.03 2013-04-30 4 M 0 3559 0 D 2013-02-20 2022-02-20 Common 3559 6904 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.78 to $115.50, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.61 to $115.07, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.73 to $115.02, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.45 to $114.60, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.00 to $114.75, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.00 to $114.23, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.19 to $114.30, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. As of 03/15/2013, the latest date for which information is reasonably available, there are 190.059 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan. /s/ Bridget K. Quinn, Attorney-in-Fact 2013-05-02