-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OhyMB54TByB8eqhT0yDJzDR/SHPiCOrxbAk36us/lgX5W/PyUn1TPhE2VX+5xvtO uz0+XI9d45U+Rj/Fe0hiHw== 0001301572-05-000001.txt : 20050216 0001301572-05-000001.hdr.sgml : 20050216 20050216145731 ACCESSION NUMBER: 0001301572-05-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050214 FILED AS OF DATE: 20050216 DATE AS OF CHANGE: 20050216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 6169235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dosch Ted A CENTRAL INDEX KEY: 0001301572 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 05620575 BUSINESS ADDRESS: BUSINESS PHONE: 269-923-3973 MAIL ADDRESS: STREET 1: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-02-14 0000106640 WHIRLPOOL CORP /DE/ WHR 0001301572 Dosch Ted A WHIRLPOOL CORPORATION 2000 M-63N BENTON HARBOR, MI 49022 0 1 0 0 Vice President and Controller Common Stock 2005-02-14 4 M 0 283 63.24 A 283 D Common Stock 2005-02-14 4 M 0 86 67.99 D 197 D Common Stock 346 I Held by Wife's Trust Common Stock 2895.091 I 401(k) Stock Fund Phantom Restricted Shares (Strategic Excellence Program) 2005-02-14 4 A 0 655 0 A Common 655 655 D Employee Stock Option (Right to Buy) Common 1000 1000 D Employee Stock Option (Right to Buy) Common 2500 2500 D Employee Stock Option (Right to Buy) Common 7300 7300 D Employee Stock Option (Right to Buy) Common 7300 7300 D Employee Stock Option (Right to Buy) Common 7300 7300 D Employee Stock Option (Right to Buy) Common 2076 2076 D Deferred Phantom ESAP Stock under WEDSP Common 2727.204 D Deferred EDSP-Purchase of Phantom Whirlpool Stock Common 1201.574 D Settlement of 2002-2004 ESAP award for 197 shares of common stock made under the Whirlpool Corporation 1996 Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Pursuant to the Company's Plan provisions, the Company paid $67.99 per share for performance-baesd phantom stock awarded under the 2002-2004 ESAP settlement for tax withholding purposes in a transaction exempt under Rule 16b-3. As of 12/15/04, the latest date for which information is reasonably available, there are 2,895.091 shares held in the account of the undersigned pursuant to the Plan indicated in Column 7. 655 phantom stock shares (Strategic Excellence Program) awarded on 02/14/05 under the 2002 Whirlpool Corporation Omnibus Stock and Incentive Plan in transactions exempt under Rule 16(b)-3(c). Time restrictions will lapse and shares will become vested as follows: 50% on 02/14/06; and 50% on 02/14/07. 1,000 option shares awarded on 08/15/95 at the option price of $55.81 per share with tax withholding rights. All shares are currently exercisable and will expire 10 years from the date of grant. 2,500 option shares awarded on 06/15/98 at the option price of $63.13 per share with tax withholding rights. All shares are currently exercisable and will expire 10 years from the date of grant. 7,300 option shares awarded on 02/19/01 at the option price of $54.07 per share with cashless exercise and tax withholding rights. All shares are currently exercisable and will expire 10 years from the date of grant. 7,300 option shares awarded on 02/18/02 at the option price of $67.29 per share with cashless exercise and tax withholding rights. All shares are currently exercisable and will expire 10 years from the date of grant. 7,300 option shares awarded on 02/17/03 at the option price of $49.60 per share with cashless exercise and tax withholding rights. 3,650 shares are currently exercisable, with the remaining 3,650 shares becoming exercisable on 02/17/05. The options will expire 10 years from the date of grant. 2,076 option shares awarded on 02/16/04 at the option price of $72.94 per share with cashless exercise and tax withholding rights. 692 shares are currently exercisable, with the remaining shares becoming exercisable as follows: one-third on 02/16/06; and one-third on 02/16/07. The options will expire 10 years from the date of grant. 2,656.933 phantom shares deferred under the Executive Deferred Savings Plan in transactions exempt under Rule 16b-3. As of 12/15/04, the latest date for which information is reasonably available, 2,727.204 total phantom shares deferred, which includes dividend equivalents earned in phantom restricted stock. Original deferral of phantom shares in the Executive Deferred Savings Plan in a transaction exempt under Rule 16b-3. As of 12/15/04, the latest date for which information is reasonably available, 1,201.574 total phantom shares deferred, which includes dividend equivalents earned in phantom restricted stock. /s/ Robert T. Kenagy 2005-02-16 -----END PRIVACY-ENHANCED MESSAGE-----