FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
WHIRLPOOL CORP /DE/ [ WHR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
3. Date of Earliest Transaction
(Month/Day/Year) 09/15/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 346 | I | Held by wife's trust | |||||||
Common Stock | 09/15/2004 | A(1) | 20.19(1) | A | (1) | 2,877.047(2) | I | 401(k) Stock Fund |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | (3) | (3) | (3) | Common | 1,000 | 1,000 | D | ||||||||
Employee Stock Option (Right to Buy) | (4) | (4) | (4) | Common | 2,500 | 2,500 | D | ||||||||
Employee Stock Option (Right to Buy) | (5) | (5) | (5) | Common | 7,300 | 7,300 | D | ||||||||
Employee Stock Option (Right to Buy) | (6) | (6) | (6) | Common | 7,300 | 7,300 | D | ||||||||
Employee Stock Option (Right to Buy) | (7) | (7) | (7) | Common | 7,300 | 7,300 | D | ||||||||
Employee Stock Option (Right to Buy) | (8) | (8) | (8) | Common | 2,076 | 2,076 | D | ||||||||
Deferred Phantom ESAP Stock under WEDSP | (9) | 09/15/2004 | A(9) | 19.018 | (9) | (9) | Common | (9) | $0 | 2,709.928(9) | D | ||||
Deferred EDSP-Purchase of Phantom Whirlpool Stock | (10) | 09/15/2004 | A(10) | 8.379 | (10) | (10) | Common | (10) | $0 | 1,193.962(10) | D |
Explanation of Responses: |
1. The securities herein were acquired on 09/15/04 pursuant to the Plan indicated in Column 7 at $60.842190 per share in transactions exempt from Section 16(b) pursuant to Rule 16(b)-3(c). |
2. As of 09/15/04, there are 2,877.047 shares held in the account of the undersigned pursuant to the Plan indicated in Column 7. |
3. 1,000 option shares awarded on 08/15/95 at the option price of $55.81per share with tax withholding rights. All shares are currently exercisable and will expire 10 years from the date of grant. |
4. 2,500 option shares awarded on 06/15/98 at the option price of $63.13 per share with tax withholding rights. All shares are currently exercisable and will expire 10 years from the date of grant. |
5. 7,300 option shares awarded on 02/19/01 at the option price of $54.07 per share with cashless exercise and tax withholding rights. All shares are currently exercisable and will expire 10 years from the date of grant. |
6. 7,300 option shares awarded on 02/18/02 at the option price of $67.29 per share with cashless exercise and tax withholding rights. All shares are currently exercisable and will expire 10 years from the date of grant. |
7. 7,300 option shares awarded on 02/17/03 at the option price of $49.60 per share with cashless exercise and tax withholding rights. 3,650 shares are currently exercisable, with the remaining 3,650 shares becoming exercisable on 02/17/05. The options will expire 10 years from the date of grant. |
8. 2,076 option shares awarded on 02/16/04 at the option price of $72.94 per share with cashless exercise and tax withholding rights. Shares will become exercisable as follows: one-third on 02/16/05; one-third on 02/16/06; and one-third on 02/16/07. The options will expire 10 years from the date of grant. |
9. Grant of 19.018 phantom shares of common stock ("dividend equivalents") based on phantom shares deferred under the Executive Deferred Savings Plan in transactions exempt under Rule 16b-3. As of 09/15/04, 2,709.928 total phantom shares deferred. |
10. Grant of 8.379 phantom shares of common stock ("dividend equivalents") based on original deferral in the Executive Deferred Savings Plan in a transaction exempt under Rule 16b-3. As of 09/15/04, 1,193.962 total phantom shares deferred. |
Remarks: |
Robert T. Kenagy | 09/16/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |