-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Is/FQ2kodOY3XHPMXTihv18z973IV/AvNabAD24wEzmomZ0h3yhJIr/XytY4JJ6j Wnut6QIPhA6pIhzClSb5aQ== 0001224299-04-000003.txt : 20040317 0001224299-04-000003.hdr.sgml : 20040317 20040317151903 ACCESSION NUMBER: 0001224299-04-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040315 FILED AS OF DATE: 20040317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 6169235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITWAM DAVID R CENTRAL INDEX KEY: 0001224299 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 04675372 BUSINESS ADDRESS: STREET 1: C/O WHIRLPOOL CORP STREET 2: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 BUSINESS PHONE: 2699233973 MAIL ADDRESS: STREET 1: C/O WHIRLPOOL CORP STREET 2: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-03-15 0000106640 WHIRLPOOL CORP /DE/ WHR 0001224299 WHITWAM DAVID R WHIRLPOOL CORPORATION 2000 M-63N BENTON HARBOR MI 49022 1 1 0 0 Chairman and Chief Exc Officer Common Stock 117628 D Common Stock 8000 I By Wife Common Stock 2004-03-15 4 A 0 93.885 A 15179.427 I 401(k) Stock Fund Employee Stock Option (Right to Buy) Common 45000 45000 D Employee Stock Option (Right to Buy) Common 65000 65000 D Deferred Phantom Stock in WEDSP 2004-03-15 4 A 0 71.715 0 A Common 15906.015 D Employee Stock Option (Right to Buy) Common 110000 110000 D Employee Stock Option (Right to Buy) Common 120000 120000 D Employee Stock Option (Right to Buy) Common 120000 120000 D Employee Stock Option (Right to Buy) Common 125000 125000 D Employee Stock Option (Right to Buy) Common 150000 150000 D Employee Stock Option (Right to Buy) Common 90000 90000 D 115,621 shares are held in the name of the undersigned's broker. The execution and filing of this report shall not be construed as an admission that the undersigned is for the purpose of Section 16 of the Securities Exchange Act of 1934 the beneficial owner of any of the shares referred to in any of the entries in this report to which this note expressly relates. The shares are held in the name of the undersigned's broker. The securities herein were acquired on 03/15/04 pursuant to the Plan indicated in Column 6 at $68.128860 per share in transactions exempt from Section 16(b) pursuant to Rule 16(b)-3(c). As of 03/15/04, there are 15,179.427 shares held in the account of the undersigned pursuant to the Plan indicated in Column 7. 45,000 option shares with cashless exercise and tax withholding rights awarded on 08/15/95 at the option price of $55.81 per share. All shares are currently exercisable and will expire 10 years from date of grant. 65,000 option shares with cashless exercise and tax withholding rights awarded on 06/15/98 at the option price of $63.13 per share. All shares are currently exercisable and will expire 10 years from date of grant. Grant of 71.715 phantom shares of common stock ("dividend equivalents") based on phantom shares deferred under the Executive Deferred Savings Plan in transactions exempt under Rule 16b-3. As of 03/15/04, 15,906.015 total phantom shares deferred. 110,000 option shares with cashless exercise and tax withholding rights awarded on 04/05/99 at the option price of $52.28 per share. All shares are currently exercisable and will expire 10 years from date of grant. 120,000 option shares with cashless exercise and tax withholding rights awarded on 02/14/00 at the option price of $52.19 per share. All shares are currently exercisable and will expire 10 years from date of grant. 120,000 option shares with cashless exercise and tax withholding rights awarded on 02/19/01 at the option price of $54.07 per share. All shares are currently exercisable and will expire 10 years from date of grant. 125,000 option shares with cashless exercise and tax withholding rights awarded on 02/18/02 at the option price of $67.29 per share. All shares are currently exercisable, and will expire 10 years from date of grant. 150,000 option shares with cashless exercise and tax withholding rights awarded on 02/17/03 at the option price of $49.60 per share. 75,000 shares are currently exercisable, with the remaining 75,000 shares becoming exercisable on 02/17/05. The options will expire 10 years from date of grant. 90,000 option shares with cashless exercise and tax withholding rights awarded on 02/16/04 at the option price of $72.94 per share. Shares will become exercisable as follows: one-third on 02/16/05; one-third on 02/16/06; and one-third on 02/16/07. The options will expire 10 years from date of grant. Robert T. Kenagy, Corporate Secretary 2004-03-17 -----END PRIVACY-ENHANCED MESSAGE-----