-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O+lPlXBx920hFkcX5Bvb6QdkaLm/SVAbLER6+N8GJJTiVtEKRNO3/G2Uur4EJQ2l Xz44sJdL3xE+5EzxE2ZI3w== 0001224299-04-000001.txt : 20040213 0001224299-04-000001.hdr.sgml : 20040213 20040213120308 ACCESSION NUMBER: 0001224299-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040212 FILED AS OF DATE: 20040213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 6169235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITWAM DAVID R CENTRAL INDEX KEY: 0001224299 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 04596169 BUSINESS ADDRESS: STREET 1: C/O WHIRLPOOL CORP STREET 2: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 BUSINESS PHONE: 2699233973 MAIL ADDRESS: STREET 1: C/O WHIRLPOOL CORP STREET 2: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-02-12 0000106640 WHIRLPOOL CORP /DE/ WHR 0001224299 WHITWAM DAVID R WHIRLPOOL CORPORATION 2000 M-63N BENTON HARBOR MI 49022 1 1 0 0 Chairman and Chief Exc Officer Common Stock 2004-02-12 4 M 0 40000 55.38 A 155621 D Common Stock 2004-02-12 4 S 0 40000 73.5553 D 115621 D Common Stock 2004-02-12 4 M 0 70000 50.44 A 185621 D Common Stock 2004-02-12 4 S 0 70000 73.5553 D 115621 D Common Stock 8000 I By Wife Common Stock 15085.542 I 401(k) Stock Fund Employee Stock Option (Right to Buy) 55.38 2004-02-12 4 M 0 40000 0 D Common 40000 0 D Employee Stock Option (Right to Buy) 50.44 2004-02-12 4 M 0 70000 0 D Common 70000 0 D Employee Stock Option (Right to Buy) Common 45000 45000 D Employee Stock Option (Right to Buy) Common 65000 65000 D Deferred Phantom Stock in WEDSP Common 11363.1 D Employee Stock Option (Right to Buy) Common 110000 110000 D Employee Stock Option (Right to Buy) Common 120000 120000 D Employee Stock Option (Right to Buy) Common 120000 120000 D Employee Stock Option (Right to Buy) Common 125000 125000 D Employee Stock Option (Right to Buy) Common 150000 150000 D Cashless exercise and immediate sale through broker of 40,000 shares outstanding in award dated 06/21/94 at the option price of $55.38 per share with the cashless exercise and tax withholding features. All shares were currently exercisable and would have expired 10 years from date of grant. 115,621 shares are held in the name of the undersigned's broker. Cashless exercise and immediate sale through broker of 70,000 shares outstanding in award dated 06/18/96 at the option price of $50.44 per share with the cashless exercise and tax withholding features. All shares were currently exercisable and would have expired 10 years from date of grant. The execution and filing of this report shall not be construed as an admission that the undersigned is for the purpose of Section 16 of the Securities Exchange Act of 1934 the beneficial owner of any of the shares referred to in any of the entries in this report to which this note expressly relates. The shares are held in the name of the undersigned's broker. As of 12/15/03, the latest date for which information is reasonably available, there are 15,085.542 shares held in the account of the undersigned pursuant to the Plan indicated in Column 7. 45,000 option shares with cashless exercise and tax withholding rights awarded on 08/15/95 at the option price of $55.81 per share. All shares are currently exercisable and will expire 10 years from date of grant. 65,000 option shares with cashless exercise and tax withholding rights awarded on 06/15/98 at the option price of $63.13 per share. All shares are currently exercisable and will expire 10 years from date of grant. 10,673.82 phantom shares deferred under the Executive Deferred Savings Plan in transactions exempt under Rule 16b-3. As of 12/15/03, 11,363.10 total phantom shares deferred. 110,000 option shares with cashless exercise and tax withholding rights awarded on 04/05/99 at the option price of $52.28 per share. All shares are currently exercisable and will expire 10 years from date of grant. 120,000 option shares with cashless exercise and tax withholding rights awarded on 02/14/00 at the option price of $52.19 per share. All shares are currently exercisable and will expire 10 years from date of grant. 120,000 option shares with cashless exercise and tax withholding rights awarded on 02/19/01 at the option price of $54.07 per share. All shares are currently exercisable and will expire 10 years from date of grant. 125,000 option shares with cashless exercise and tax withholding rights awarded on 02/18/02 at the option price of $67.29 per share. 62,500 shares are currently exercisable, with the remaining 62,500 shares becoming exercisable on 02/18/04. The options will expire 10 years from date of grant. 150,000 option shares with cashless exercise and tax withholding rights awarded on 02/17/03 at the option price of $49.60 per share. Shares will become exercisable as follows: 50% on 02/17/04; and 50% on 02/17/05. The options will expire 10 years from date of grant. Robert T. Kenagy, Corporate Secretary 2004-02-13 -----END PRIVACY-ENHANCED MESSAGE-----