-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, La71YIZu7b3TYqcnWNLDxA3PnWNYLVAxG3OISxn6zXqN1XVs+zWUFtM+ncE9uznG 9dE6F5OnKyO3CcCvGw2GGQ== 0001224298-03-000003.txt : 20031217 0001224298-03-000003.hdr.sgml : 20031217 20031217112827 ACCESSION NUMBER: 0001224298-03-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031215 FILED AS OF DATE: 20031217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 6169235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TODMAN MICHAEL CENTRAL INDEX KEY: 0001224298 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 031059060 BUSINESS ADDRESS: STREET 1: C/O WHIRLPOOL CORP STREET 2: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 BUSINESS PHONE: 2699233973 MAIL ADDRESS: STREET 1: C/O WHIRLPOOL CORP STREET 2: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-12-15 0000106640 WHIRLPOOL CORP /DE/ WHR 0001224298 TODMAN MICHAEL WHIRLPOOL CORPORATION 2000 M-63N BENTON HARBOR MI 49022 0100Executive Vice PresidentCommon Stock8619DCommon Stock2003-12-154A01.424A394.222I401(k) Stock FundPhantom Restricted (Career) Stock2003-12-154A0123.560ACommon24584.64DDeferred Phantom ESAP stock under WEDSP2003-12-154A06.080ACommon1222.946DEmployee Stock Option (Right to Buy)Common55005500DEmployee Stock Option (Right to Buy)Common2200022000DEmployee Stock Option (Right to Buy)Common 2200022000DPhantom Restricted Shares (Special Retention Program)Common2775027750DEmployee Stock Option (Right to Buy)Common2200022000DEmployee Stock Option (Right to Buy)Common2700027000DEmployee Stock Option (Right to Buy)Commo n2700027000D2,915 shares are held in name of the undersigned's broker.The securities herein were acquired on 12/15/03 pursuant to the Plan indicated in Column 6 at $68.043380 per share in transactions exempt from Section 16(b) pursuant to Rule 16(b)-3(c).As of 12/15/03, there are 394.222 shares held in the account of the undersigned pursuant to the Plan indicated in Column 7.Grant of 123.56 phantom shares of common stock ("dividend equivalents") bas ed on original grant of 20,000 phantom stock shares (Career Stock Award) under the Whirlpool Corporation 1989 Omnibus Stock and Incentive Plan in transactions exempt under Rule 16(b)-3(c). 4,000 phantom shares are currently vested, with the remaining shares becoming vested as follows: 4,000 shares on 07/01/2005; and 12,000 shares on retirement after age 60. As of 12/15/03, 24,584.64 total phantom shares deferred.Grant of 6.08 phantom shares of common stock ("dividend equivalents") based on phantom shares deferred under the Executive Deferred Savings Plan in transactions exempt under Rule 16b-3. As of 12/15/03, 1,222.946 total phantom shares deferred.5,500 option shares awarded on 06/15/98 at the option price of $63.13 per share with tax withholding rights. All shares are currently exercisable and will expire 10 years from date of grant.22,000 option shares with cashless exercise and tax withholding rights aw arded on 04/05/99 at the option price of $52.28 per share. All shares are currently exercisable and will expire 10 years from date of grant.22,000 option shares with cashless exercise and tax withholding rights awarded on 02/14/00 at the option price of $52.19 per share. All shares are currently exercisable and will expire 10 years from date of grant.Award of 27,750 phantom stock shares (Special Retention Program) on 02/19/2001 under the Whirlpool Corporation 1998 Omnibus Stock and Incentive Plan in transactions exempt under Rule 16(b)-3(c). Shares will become vested as follows: 50% on 02/19/04; and 50% on 02/19/08. Participants may elect to defer receipt of vested shares. Dividend equivalents will be invested in additional stock.22,000 option shares with cashless exercise and tax withholding rights awarded on 02/19/01 at the option price of $54.07 per share. All shares are currently exercisable and will expire 10 years from date of grant.27,000 option shares with cashless exercise and tax withholding rights awarded on 02/18/02 at the option price of $67.29 per share. 13,500 shares are currently exercisable, with an additional 13,500 shares becoming exercisable on 02/18/04. The options will expire 10 years from date of grant.27,000 option shares with cashless exercise and tax withholding rights awarded on 02/17/03 at the option price of $49.60 per share. Shares will become exercisable as follows: 50% on 02/17/04; and 50% on 02/17/05. The options will expire 10 years from date of grant.Robert T. Kenagy2003-12-17 -----END PRIVACY-ENHANCED MESSAGE-----