-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HdrLJsXwyJdcqFOjhcgFzWiYtPxB5ajJ8Grn2zmBJTsf+HZlZAqvJhd615mpIDxU t+MriZH7LXU8I6dC8AvJPg== 0001224297-07-000004.txt : 20070726 0001224297-07-000004.hdr.sgml : 20070726 20070726165658 ACCESSION NUMBER: 0001224297-07-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070724 FILED AS OF DATE: 20070726 DATE AS OF CHANGE: 20070726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 6169235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THIENEMAN MICHAEL D CENTRAL INDEX KEY: 0001224297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 071003778 BUSINESS ADDRESS: BUSINESS PHONE: 2699233973 MAIL ADDRESS: STREET 1: C/O WHIRLPOOL CORP STREET 2: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-07-24 0000106640 WHIRLPOOL CORP /DE/ WHR 0001224297 THIENEMAN MICHAEL D WHIRLPOOL CORPORATION 2000 M-63N BENTON HARBOR MI 49022 0 1 0 0 EXECUTIVE VICE PRESIDENT Common Stock 2007-07-24 4 S 0 4000 110.61 D 6541 D Common Stock 2007-07-24 4 S 0 1965 110.51 D 4576 D Common Stock 785.1775 D Common Stock 653.93 I 401(k) Stock Fund Phantom Restricted Stock (Special Retention Program) Common 10000 10000 D Phantom Restricted Shares (Strategic Excellence Program) Common 2204.13 D Deferred Phantom ESAP Stock in WEDSP Common 14651.065 D Deferred Phantom ESAP Stock in WEDSP II Common 574.58 D Phantom Restricted (Career) Stock Common 26591.41 D Phantom Restricted Shares (Maytag Recognition Awards) Common 5000 5000 D Phantom Restricted Shares (Strategic Excellence Program) Common 4466 4466 D Employee Stock Option (Right to Buy) Common 8324 8324 D Employee Stock Option (Right to Buy) Common 7700 7700 D Employee Stock Option (Right to Buy) Common 7100 7100 D Open market sale of shares. As of 06/15/2007, the latest date for which information is reasonably available, there are 785.177525 shares held in the account of the undersigned pursuant to the Whirlpool Corporation Automatic Dividend Reinvestment Plan. The execution and filing of this report shall not be construed as an admission that the undersigned is for the pupose of Section 16 of the Securities Exchange Act of 1934 the beneficial owner of 39.519156 shares held in joint tenancy by the undersigned and Mrs. Thieneman. As of 06/15/2007, the latest date for which information is reasonably available, there are 653.93 shares held in the acocunt of the undersigned pursuant to the Plan indicated in Column 7. 10,000 phantom stock shares (Special Retention Program) awarded under the Whirlpool Corporation 1998 Omnibus Stock and Incentive Plan in transactions exempt under Rule 16(b)-3(c). Participants may elect to defer receipt of vested shares. Dividend equivalents on deferred stock will be invested in additional stock. Restrictions lapse on the remaining 50% of this award on 07/01/2011. 2,163 phantom shares deferred under the 2004 SEP award in a transaction exempt under Rule 16b-3. These shares were reported in Table II as derivative securities in prior filings. As of 06/15/2007, the latest date for which information is reasonably available, 2,204.13 total phantom shares deferred, which includes dividend equivalents earned in phantom restricted stock. 12,544.42 phantom shares deferred under the Executive Deferred Savings Plan in transactions exempt under Rule 16b-3. As of 06/15/2007, the latest date for which information is reasonably available, 14,651.065 total phantom shares deferred, which includes dividend equivalents earned in phantom restricted stock. 549 phantom shares deferred under the Executive Deferred Savings Plan II in transactions exempt under Rule 16b-3. As of 06/15/2007, the latest date for which information is reasonably available, 574.58 total phantom shares deferred, which includes dividend equivalents earned in phantom restricted stock. 20,000 phantom stock shares (Career Stock Award) awarded under the Whirlpool 1989 Omnibus Stock & Incentive Plan in transactions exempt under Rule 16b-3(c). 8,000 phantom shares are currently vested, with the remaining shares becoming vested as follows: 12,000 shares on retirement after age 60. As of 06/15/2007, the latest date for which information is reasonably available, 26,591.41 total phantom shares deferred, which includes dividend equivalents earned in phantom restricted stock. Award of 5,000 phantom stock shares (Maytag Recognition Awards) on 08/13/2006 under the Whirlpool Corporation 2002 Omnibus Stock and Incentive Plan in transactions exempt under Rule 16(b)-3(c). Restrictions will lapse on the award on 08/13/2009. Dividend equivalents will be paid annually in cash. 4,466 phantom stock shares (Strategic Excellence Program) awarded on 02/19/2007 under the SEP 2006 grant of contingent shares made pursuant to the 2002 Whirlpool Corporation Omnibus Stock and Incentive Plan in transaction exempt under Rule 16(b)-3(c). Time restrictions will lapse and shares will become vested on 02/19/2009. 8,324 option shares with cashless exercise and tax withholding rights awarded on 02/16/2004 at the option price of $72.94 per share. All shares are currently exercisable and will expire 10 years from date of grant. 7,700 option shares with cashless exercise and tax withholding rights awarded on 02/20/2006 at the option price of $89.16 per share. 2,567 shares are currently exercisable with the remaining shares to become exercisable as follows: one-third on 02/20/2008; and one-third on 02/20/2008. The options will expire 10 years from the date of grant. 7,100 option shares awarded on 02/19/2007 at the option price of $94.47 per share with cashless exercise and tax withholding rights. Shares will become exercisable as follows: one-third on 02/19/2008; one-third on 02/19/2009; and one-third on 02/19/2010. The options will expire 10 years from the date of grant. /s/ Daniel F. Hopp, Corporate Secretary 2007-07-26 -----END PRIVACY-ENHANCED MESSAGE-----