-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TzHSgkkl6yxLc8dftUf8Gsf8uJa1P14gZdCdoza4+NEHcM6YZSaJ/7+xpqaceO9P l7w0UsL+R/CiHE67czH0TA== 0001224297-04-000004.txt : 20040616 0001224297-04-000004.hdr.sgml : 20040616 20040616145700 ACCESSION NUMBER: 0001224297-04-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040614 FILED AS OF DATE: 20040616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 6169235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THIENEMAN MICHAEL D CENTRAL INDEX KEY: 0001224297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 04866136 BUSINESS ADDRESS: STREET 1: C/O WHIRLPOOL CORP STREET 2: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 BUSINESS PHONE: 2699233973 MAIL ADDRESS: STREET 1: C/O WHIRLPOOL CORP STREET 2: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-06-14 0000106640 WHIRLPOOL CORP /DE/ WHR 0001224297 THIENEMAN MICHAEL D WHIRLPOOL CORPORATION 2000 M-63N BENTON HARBOR MI 49022 0 1 0 0 Executive Vice President Common Stock 6450 D Common Stock 2004-06-15 4 A 0 21.925 A 3478.102 I 401(k) Stock Fund Common Stock 434.505 D Phantom Restriced Stock (Special Retention Program) 2004-06-14 4 A 0 20000 0 A Common 20000 20000 D Phantom Restricted (Career) Shares 2004-06-15 4 A 0 157.2 0 A Common 24900.13 D Deferred Phantom ESAP Stock in WEDSP 2004-06-15 4 A 0 87.76 0 A Common 13723.512 D Employee Stock Option (Right to Buy) Common 15000 15000 D Employee Stock Option (Right to Buy) Common 23000 23000 D Employee Stock Option (Right to Buy) Common 23000 23000 D Employee Stock Option (Right to Buy) Common 8324 8324 D The securities herein were acquired on 06/15/04 pursuant to the Plan indicated in Column 6 at $66.811230 per share in transactions exempt from Section 16(b) pursuant to Rule 16(b)-3(c). As of 06/15/04, there are 3,478.102 shares held in the account of the undersigned pursuant to the Plan indicated in Column 7. As of 03/15/04, the latest date for which information is reasonably available, there are 434.505 shares held in the account of the undersigned pursuant to the Whirlpool Corporation Automatic Dividend Reinvestment Plan. The execution and filing of this report shall not be construed as an admission that the undersigned is for the purpose of Section 16 of the Securities Exchange Act of 1934 the beneficial owner of 36.9095 shares held in joint tenancy by the undersigned and Mrs. Thieneman. Award of 20,000 phantom stock shares (Special Retention Program) on 06/14/2004 with the effective date of the award to be 07/01/2004 under the Whirlpool Corporation 2002 Omnibus Stock and Incentive Plan in transactions exempt under Rule 16(b)-3(c). Shares will become vested as follows: 50% on 07/01/2007 and 50% on 07/01/2011. Participants may elect to defer receipt of vested shares. Dividend equivalents on deferred stock wil be invested in additional stock. Grant of 157.20 phantom shares of common stock ("dividend equivalents") based on original grant of 20,000 phantom stock shares (Career Stock Award) awarded under the Whirlpool Corporation 1989 Omnibus Stock and Incentive Plan in transactions exempt under Rule 16b-3(c). 4,000 phantom shares are currently vested, with the remaining shares becoming vested as follows: 4,000 shares on 07/01/05; and 12,000 shares on retirement after age 60. As of 06/15/04, 24,900.13 total phantom shares deferred. Grant of 87.760 phantom shares of common stock ("dividend equivalents") based on phantom shares deferred under the Executive Deferred Savings Plan in transactions exempt under Rule 16b-3. As of 06/15/04, 13,723.512 total phantom shares deferred. 15,000 option shares with cashless exercise and tax withholding rights awarded on 06/15/98 at the option price of $63.13 per share. All shares are currently exercisable and will expire 10 years from date of grant. 23,000 option shares with cashless exercise and tax withholding rights awarded on 02/18/02 at the option price of $67.29 per share. All shares are currently exercisable, and will expire 10 years from date of grant. 23,000 option shares with cashless exercise and tax withholding rights awarded on 02/17/03 at the option price of $49.60 per share. 11,500 shares are currently exercisable, with the remaining 11,500 shares becoming exercisable on 02/17/05. The options will expire 10 years from date of grant. 8,324 option shares with cashless exercise and tax withholding rights awarded on 02/16/04 at the option price of $72.94 per share. Shares will become exercisable as follows: one-third on 02/17/05; one-third on 02/16/06; and one-third on 02/16/07. The options will expire 10 years from date of grant. Robert T. Kenagy 2004-06-16 -----END PRIVACY-ENHANCED MESSAGE-----