-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ao45VZPH2WW7MgTBp0iC9ZRfwYqAQ3bPNrNBKED1iulZPmQE0GT2QZ77t0+SrFrj XPzOnZkaqH/djBOAmfhI1g== 0001224297-04-000003.txt : 20040317 0001224297-04-000003.hdr.sgml : 20040317 20040317151733 ACCESSION NUMBER: 0001224297-04-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040315 FILED AS OF DATE: 20040317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 6169235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THIENEMAN MICHAEL D CENTRAL INDEX KEY: 0001224297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 04675355 BUSINESS ADDRESS: STREET 1: C/O WHIRLPOOL CORP STREET 2: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 BUSINESS PHONE: 2699233973 MAIL ADDRESS: STREET 1: C/O WHIRLPOOL CORP STREET 2: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-03-15 0000106640 WHIRLPOOL CORP /DE/ WHR 0001224297 THIENEMAN MICHAEL D WHIRLPOOL CORPORATION 2000 M-63N BENTON HARBOR MI 49022 0 1 0 0 Executive Vice President Common Stock 6450 D Common Stock 2004-03-15 5 J 0 31.535 A 434.505 D Common Stock 2004-03-15 4 A 0 21.377 A 3456.177 I 401(k) Stock Fund Phantom Restricted (Career) Shares 2004-03-15 4 A 0 158.29 0 A Common 24742.93 D Deferred Phantom ESAP Stock in WEDSP 2004-03-15 4 A 0 71.499 0 A Common 13635.752 D Employee Stock Option (Right to Buy) Common 15000 15000 D Employee Stock Option (Right to Buy) Common 23000 23000 D Employee Stock Option (Right to Buy) Common 23000 23000 D Employee Stock Option (Right to Buy) Common 8324 8324 D The securities herein were acquired on 03/15/04 pursuant to the Plan indicated in Column 6 at $67.417 per share in transactions exempt from Section 16(b) pursuant to Rule 16(b)-3(c). As of 03/15/04, there are 434.505 shares held in the account of the undersigned pursuant to the Whirlpool Corporation Automatic Dividend Reinvestment Plan. The execution and filing of this report shall not be construed as an admission that the undersigned is for the purpose of Section 16 of the Securities Exchange Act of 1934 the beneficial owner of 36.9095 shares held in joint tenancy by the undersigned and Mrs. Thieneman. The securities herein were acquired on 03/15/04 pursuant to the Plan indicated in Column 6 at $68.128860 per share in transactions exempt from Section 16(b) pursuant to Rule 16(b)-3(c). As of 03/15/04, there are 3,456.177 shares held in the account of the undersigned pursuant to the Plan indicated in Column 7. Grant of 158.29 phantom shares of common stock ("dividend equivalents") based on original grant of 20,000 phantom stock shares (Career Stock Award) awarded under the Whirlpool Corporation 1989 Omnibus Stock and Incentive Plan in transactions exempt under Rule 16b-3(c). 4,000 phantom shares are currently vested, with the remaining shares becoming vested as follows: 4,000 shares on 07/01/05; and 12,000 shares on retirement after age 60. As of 03/15/04, 24,742.93 total phantom shares deferred. Grant of 71.499 phantom shares of common stock ("dividend equivalents") based on phantom shares deferred under the Executive Deferred Savings Plan in transactions exempt under Rule 16b-3. As of 03/15/04, 13,635.752 total phantom shares deferred. 15,000 option shares with cashless exercise and tax withholding rights awarded on 06/15/98 at the option price of $63.13 per share. All shares are currently exercisable and will expire 10 years from date of grant. 23,000 option shares with cashless exercise and tax withholding rights awarded on 02/18/02 at the option price of $67.29 per share. All shares are currently exercisable, and will expire 10 years from date of grant. 23,000 option shares with cashless exercise and tax withholding rights awarded on 02/17/03 at the option price of $49.60 per share. 11,500 shares are currently exercisable, with the remaining 11,500 shares becoming exercisable on 02/17/05. The options will expire 10 years from date of grant. 8,324 option shares with cashless exercise and tax withholding rights awarded on 02/16/04 at the option price of $72.94 per share. Shares will become exercisable as follows: one-third on 02/17/05; one-third on 02/16/06; and one-third on 02/16/07. The options will expire 10 years from date of grant. Robert T. Kenagy 2004-03-17 -----END PRIVACY-ENHANCED MESSAGE-----