-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JSgxJyjVcGl27cbwEXggHFko7CkhjwuPXSqeAYpW7RAw8AsPKvIRYIovr5tSVz1u Mk8BFvNAuUWXso7i4cocug== 0001224297-04-000001.txt : 20040205 0001224297-04-000001.hdr.sgml : 20040205 20040205160551 ACCESSION NUMBER: 0001224297-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040204 FILED AS OF DATE: 20040205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 6169235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THIENEMAN MICHAEL D CENTRAL INDEX KEY: 0001224297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 04570248 BUSINESS ADDRESS: STREET 1: C/O WHIRLPOOL CORP STREET 2: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 BUSINESS PHONE: 2699233973 MAIL ADDRESS: STREET 1: C/O WHIRLPOOL CORP STREET 2: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-02-04 0000106640 WHIRLPOOL CORP /DE/ WHR 0001224297 THIENEMAN MICHAEL D WHIRLPOOL CORPORATION 2000 M-63N BENTON HARBOR MI 49022 0 1 0 0 Executive Vice President Common Stock 2004-02-04 4 M 0 3200 55.81 A 8128 D Common Stock 2004-02-04 4 S 0 3200 73.0513 D 4928 D Common Stock 2004-02-04 4 M 0 8000 50.44 A 12928 D Common Stock 2004-02-04 4 S 0 8000 73.0513 D 4928 D Common Stock 2004-02-04 4 M 0 11000 45.75 A 15928 D Common Stock 2004-02-04 4 S 0 11000 73.0513 D 4928 D Common Stock 2004-02-04 4 M 0 27000 52.28 A 31928 D Common Stock 2004-02-04 4 S 0 27000 73.0513 D 4928 D Common Stock 2004-02-04 4 M 0 27000 52.19 A 31928 D Common Stock 2004-02-04 4 S 0 27000 73.0513 D 4928 D Common Stock 2004-02-04 4 M 0 22600 54.07 A 27528 D Common Stock 2004-02-04 4 S 0 22600 73.0513 D 4928 D Common Stock 402.97 D Common Stock 3434.8 I 401(k) Stock Fund Employee Stock Option (Right to Buy) 55.81 2004-02-04 4 M 0 3200 0 D Common 3200 0 D Employee Stock Option (Right to Buy) 50.44 2004-02-04 4 M 0 8000 0 D Common 8000 0 D Employee Stock Option (Right to Buy) 45.75 2004-02-04 4 M 0 11000 0 D Common 11000 0 D Employee Stock Option (Right to Buy) 52.28 2004-02-04 4 M 0 27000 0 D Common 27000 0 D Employee Stock Option (Right to Buy) 52.19 2004-02-04 4 M 0 27000 0 D Common 27000 0 D Employee Stock Option (Right to Buy) 54.07 2004-02-04 4 M 0 22600 0 D Common 22600 0 D Phantom Restricted (Career) Shares Common 24584.64 D Deferred Phantom ESAP Stock in WEDSP Common 11328.803 D Employee Stock Option (Right to Buy) Common 15000 15000 D Employee Stock Option (Right to Buy) Common 23000 23000 D Employee Stock Option (Right to Buy) Common 23000 23000 D Cashless exercise and immediate sale through broker of 3,200 shares outstanding in award dated 08/15/95 at the option price of $55.81 per share with the cashless exercise and tax withholding features. All shares were currently exercisable and would have expired 10 years from date of grant. Cashless exercise and immediate sale through broker of 8,000 shares outstanding in award dated 06/18/96 at the option price of $50.44 per share with the cashless exercise and tax withholding features. All shares were currently exercisable and would have expired 10 years from date of grant. Cashless exercise and immediate sale through broker of 11,000 shares outstanding in award dated 04/15/97 at the option price of $45.75 per share with the cashless exercise and tax withholding features. All shares were currently exercisable and would have expired 10 years from date of grant. Cashless exercise and immediate sale through broker of 27,000 shares outstanding in award dated 04/05/99 at the option price of $52.28 per share with the cashless exercise and tax withholding features. All shares were currently exercisable and would have expired 10 years from date of grant. Cashless exercise and immediate sale through broker of 27,000 shares outstanding in award dated 02/14/00 at the option price of $52.19 per share with the cashless exercise and tax withholding features. All shares were currently exercisable and would have expired 10 years from date of grant. Cashless exercise and immediate sale through broker of 22,600 shares outstanding in award dated 02/19/01 at the option price of $54.07 per share with the cashless exercise and tax withholding features. All shares were currently exercisable and would have expired 10 years from date of grant. As of 12/15/03, the latest date for which information is reasonably available, there are 402.97 shares held in the account of the undersigned pursuant to the Whirlpool Corporation Automatic Dividend Reinvestment Plan. The execution and filing of this report shall not be construed as an admission that the undersigned is for the purpose of Section 16 of the Securities Exchange Act of 1934 the beneficial owner of 36.687 shares held in joint tenancy by the undersigned and Mrs. Thieneman. As of 12/15/03, the latest date for which information is reasonably available, there are 3,434.800 shares held in the account of the undersigned pursuant to the Plan indicated in Column 7. Original grant of 20,000 phantom stock shares (Career Stock Award) awarded under the Whirlpool Corporation 1989 Omnibus Stock and Incentive Plan in transactions exempt under Rule 16b-3(c). 4,000 phantom shares are currently vested, with the remaining shares becoming vested as follows: 4,000 shares on 07/01/05; and 12,000 shares on retirement after age 60. As of 12/15/03, 24,584.64 total phantom shares deferred. 10,308.97 phantom ESAP shares deferred under the Executive Deferred Savings Plan in transactions exempt under Rule 16b-3. As of 12/15/03, 11,328.803 total phantom shares deferred. 15,000 option shares with cashless exercise and tax withholding rights awarded on 06/15/98 at the option price of $63.13 per share. All shares are currently exercisable and will expire 10 years from date of grant. 23,000 option shares with cashless exercise and tax withholding rights awarded on 02/18/02 at the option price of $67.29 per share. 11,500 shares are currently exercisable, with an additional 11,500 shares becoming exercisable on 02/18/04. The options will expire 10 years from date of grant. 23,000 option shares with cashless exercise and tax withholding rights awarded on 02/17/03 at the option price of $49.60 per share. Shares will become exercisable as follows: 50% on 02/17/04; and 50% on 02/17/05. The options will expire 10 years from date of grant. Robert T. Kenagy 2004-02-05 -----END PRIVACY-ENHANCED MESSAGE-----