-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JKNzpCOm+Q/I7Ym326PCwJJ9Z7j8FMrTk2mUGAdHSI6PT/bxWAtHUOBQVHtxIa09 N0jc9ux7vYNihiNzOzEJ1Q== 0001224296-06-000005.txt : 20060919 0001224296-06-000005.hdr.sgml : 20060919 20060919111401 ACCESSION NUMBER: 0001224296-06-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060915 FILED AS OF DATE: 20060919 DATE AS OF CHANGE: 20060919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 6169235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PERIQUITO PAULO F M O CENTRAL INDEX KEY: 0001224296 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 061097217 BUSINESS ADDRESS: BUSINESS PHONE: 2699233973 MAIL ADDRESS: STREET 1: C/O WHIRLPOOL CORP STREET 2: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-09-15 0000106640 WHIRLPOOL CORP /DE/ WHR 0001224296 PERIQUITO PAULO F M O WHIRLPOOL CORPORATION 2000 M-63N BENTON HARBOR MI 49022 0 1 0 0 EXECUTIVE VICE PRESIDENT Common Stock 2006-09-15 4 M 0 15000 45.75 A 113082 D Common Stock 2006-09-15 4 S 0 15000 88.7271 D 98082 D Employee Stock Option (Right to Buy) 2006-09-15 4 M 0 15000 0 D Common 15000 0 D Phantom Restricted (Career) Stock 2006-06-15 4 A 0 236.36 0 A Common 48949.37 D Phantom Restricted Shares (Strategic Excellence Program) Common 1944 1944 D Phantom Restricted Shares (Special Retention Program) Common 25000 25000 D Phantom Restricted Shares (Special Retention Program) Common 18500 18500 D Employee Stock Option (Right to Buy) Common 5000 5000 D Employee Stock Option (Right to Buy) Common 15000 15000 D Employee Stock Option (Right to Buy) Common 33000 33000 D Employee Stock Option (Right to Buy) Common 33000 33000 D Employee Stock Option (Right to Buy) Common 33000 33000 D Employee Stock Option (Right to Buy) Common 33000 33000 D Employee Stock Option (Right to Buy) Common 33000 33000 D Employee Stock Option (Right to Buy) Common 12339 12339 D Employee Stock Option (Right to Buy) Common 10335 10335 D Cashless exercise of 15,000 shares and immediate sale through broker of an award granted on 04/15/1997 at the option price of $45.75 per share with the cashless exercise and tax withholding rights. All shares were currently exercisable and would have expired 10 years from the date of grant. 3,000 shares are held in the name of the undersigned's broker. Grant of 236.36 phantom shares of common stock ("dividend equivalents") based on original grant of 40,000 phantom stock shares (Career Stock Award) awarded under the Whirlpool 1989 Omnibus Stock and Incentive Plan in transactions exempt under Rule 16b-3(c). 30,000 phantom shares are currently vested, with the remaining shares becoming vested as follows: 10,000 shares on retirement after age 60. As of 09/15/06, 48,949.37 total phantom shares deferred, which includes dividend equivalents earned in phantom restricted stock. 1,944 phantom stock shares (Strategic Excellence Program) awarded on 02/14/2005 under the SEP 2004 grant made pursuant to the Whirlpool Corporation 2002 Omnibus Stock and Incentive Plan in transactions exempt under Rule 16(b)-3(c). Time restrictions on these shares will lapse on 02/14/2007. 50,000 phantom stock shares (Special Retention Program) awarded on 10/16/2001 under the Whirlpool Corporation 1998 Omnibus Stock and Incentive Program in transactions exempt under Rule 16(b)-3(c). Remaining phantom shares will vest on 10/16/06. Participants may elect to defer receipt of vested shares. Dividend equivalents will be invested in additional stock. 18,500 phantom stock shares (Special Retention Program) awarded on 02/19/2001 under the Whirlpool Corporation 1998 Omnibus Stock and Incentive Plan in transactions exempt under Rule 16(b)-3(c). Phantom shares will become vested as follows: 50% on 2/19/08. Participants may elect to defer receipt of vested shares. Dividend equivalents will be invested in additional stock. 5,000 option shares awarded on 7/10/1997 at the option price of $52.19 per share with tax withholding rights. All shares are currently exercisable, and will expire 10 years from date of grant. 15,000 option shares with cashless exercise and tax withholding rights awarded on 6/15/1998 at the option price of $63.13 per share. All shares are currently exercisable, and will expire 10 years from date of grant. 33,000 option shares with cashless exercise and tax withholding rights awarded on 4/5/1999 at the option price of $52.28 per share. All shares are currently exercisable, and will expire 10 years from date of grant. 33,000 option shares with cashless exercise and tax withholding rights awarded on 2/14/2000 at the option price of $52.19 per share. All shares are currently exercisable, and will expire 10 years from date of grant. 33,000 option shares with cashless exercise and tax withholding rights awarded on 2/19/2001 at the option price of $54.07 per share. All shares are currently exercisable, and will expire 10 years from date of grant. 33,000 option shares with cashless exercise and tax withholding rights awarded on 2/18/2002 at the option price of $67.29 per share. All shares are currently exercisable and will expire 10 years from date of grant. 33,000 option shares with cashless exercise and tax withholding rights awarded on 2/17/2003 at the option price of $49.60 per share. All shares are currently exercisable and will expire 10 years from date of grant. 12,339 option shares with cashless exercise and tax withholding rights awarded on 02/16/2004 at the option price of $72.94 per share. 8,226 shares are currently exercisable, with the remaining one-third becoming exercisable on 02/16/2007. The options will expire 10 years from date of grant. 10,335 option shares with cashless exercise and tax withholding rights awarded on 02/20/2006 at the option price of $89.16 per share. Shares will become exercisable as follows: one-third on 02/20/2007; one-third on 02/20/2008; and one-third on 02/20/2009. The options will expire 10 years from the date of grant. /s/ Robert T. Kenagy 2006-09-19 -----END PRIVACY-ENHANCED MESSAGE-----