0001224295-17-000003.txt : 20170224 0001224295-17-000003.hdr.sgml : 20170224 20170224155218 ACCESSION NUMBER: 0001224295-17-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170222 FILED AS OF DATE: 20170224 DATE AS OF CHANGE: 20170224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 2699235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FETTIG JEFF M CENTRAL INDEX KEY: 0001224295 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 17637036 MAIL ADDRESS: STREET 1: C/O WHIRLPOOL CORP STREET 2: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-02-22 0000106640 WHIRLPOOL CORP /DE/ WHR 0001224295 FETTIG JEFF M WHIRLPOOL CORPORATION 2000 N M-63 BENTON HARBOR MI 49022 1 1 0 0 CHAIRMAN AND CEO Common Stock 2017-02-22 4 M 0 40250 88.49 A 54983 D Common Stock 2017-02-22 4 S 0 40250 180.6993 D 14733 D Common Stock 2017-02-23 4 M 0 40250 88.49 A 54983 D Common Stock 2017-02-23 4 S 0 10989 179.9462 D 43994 D Common Stock 2017-02-23 4 S 0 21363 180.6856 D 22631 D Common Stock 2017-02-23 4 S 0 7898 181.4133 D 14733 D Common Stock 2017-02-24 4 M 0 40200 88.49 A 54933 D Common Stock 2017-02-24 4 S 0 14112 178.6675 D 40821 D Common Stock 2017-02-24 4 S 0 25216 179.3692 D 15605 D Common Stock 2017-02-24 4 S 0 872 180.1526 D 14733 D Common Stock 32000 I By March 16, 2016 GRAT Common Stock 67150 I By September 28, 2015 GRAT Common Stock 95000 I By October 27, 2016 GRAT Common Stock 7618.098 I 401(k) Stock Fund Employee Stock Options (Right to Buy) 88.49 2017-02-22 4 M 0 40250 0 D 2011-02-19 2018-02-19 Common 40250 80450 D Employee Stock Options (Right to Buy) 88.49 2017-02-23 4 M 0 40250 0 D 2011-02-19 2018-02-19 Common 40250 40200 D Employee Stock Option (Right to Buy) 88.49 2017-02-24 4 M 0 40200 0 D 2011-02-19 2018-02-19 Common 40200 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.41 to $180.92, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.29 to $180.28, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.29 to $181.28, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.29 to $181.96, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.13 to $179.12, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.13 to $180.10, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.13 to $180.20, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. /s/ Bridget K. Quinn, Attorney-in-Fact 2017-02-24