0001224295-12-000003.txt : 20121102 0001224295-12-000003.hdr.sgml : 20121102 20121102112428 ACCESSION NUMBER: 0001224295-12-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121031 FILED AS OF DATE: 20121102 DATE AS OF CHANGE: 20121102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FETTIG JEFF M CENTRAL INDEX KEY: 0001224295 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 121175603 MAIL ADDRESS: STREET 1: C/O WHIRLPOOL CORP STREET 2: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 6169235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-10-31 0000106640 WHIRLPOOL CORP /DE/ WHR 0001224295 FETTIG JEFF M WHIRLPOOL CORPORATION 2000 M-63N BENTON HARBOR MI 49022 1 1 0 0 CHAIRMAN AND CEO Common Stock 2012-10-31 4 M 0 70000 49.60 A 70000 D Common Stock 2012-10-31 4 S 0 70000 97.5575 D 0 D Common Stock 12785 I By trust for reporting person and spouse Common Stock 137855 I By trusts for immediate family members Common Stock 90000 I By GRAT Common Stock 33164 I By GRAT Common Stock 4574.499 I 401(k) Stock Fund Employee Stock Option (Right to Buy) 49.60 2012-10-31 4 M 0 70000 0 D 2004-02-17 2013-02-17 Common 70000 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.00 to $98.11, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The reporting person no longer has a reportable beneficial ownership interest in 10 shares of common stock owned by his son and included in the reporting person's prior ownership reports. These shares were contibuted to a grantor retained annuity trust on 03/19/2012. These shares were contributed to a grantor retained annuity trust on 07/21/2011. /s/ Bridget K. Quinn, Attorney-in-Fact 2012-11-02