-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I5iJKfTSRKzHBOvnG2c4YRkipfjxdvvmH9EF1f2CrBcEyTSzizAiqjH96pgLEIR3 XZDZElGiBGQO4udFDh1rSw== 0001224295-03-000002.txt : 20030917 0001224295-03-000002.hdr.sgml : 20030917 20030917090934 ACCESSION NUMBER: 0001224295-03-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030915 FILED AS OF DATE: 20030917 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 6169235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FETTIG JEFF M CENTRAL INDEX KEY: 0001224295 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 03898637 BUSINESS ADDRESS: STREET 1: C/O WHIRLPOOL CORP STREET 2: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 BUSINESS PHONE: 2699233973 MAIL ADDRESS: STREET 1: C/O WHIRLPOOL CORP STREET 2: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-09-15 0000106640 WHIRLPOOL CORP /DE/ WHR 0001224295 FETTIG JEFF M WHIRLPOOL CORPORATION 2000 M-63N BENTON HARBOR MI 49022 1100Pres and Chief Operating OffCommon Stock27442DCommon Stock2003-09-154A012.376A2676.072I401(k) Stock FundEmployee Stock Option (Right to Buy)Common1300013000DEmployee Stock Option (Right to Buy)Common1500015000DEmployee Stock Option (Right to Buy)Common1750017500DEmployee Stock Option (Right to Buy)Common2050020500DPhantom Restricted (Career) Stock2003-09-154A0 299.410ACommon61152.74DDeferred Phantom ESAP Stock in WEDSP2003-09-154A029.9360ACommon6131.577DEmployee Stock Option (Right to Buy)Common1800018000DEmployee Stock Option (Right to Buy)Common5000050000DDeferred EDSP-Purchase of phantom Whirlpool stock2003-09-154A026.8560ACommon5500.901DEmployee Stock Option (Right to Buy)Common6400064000DPhantom Restricted Shares (Special Retention Program)Common4625046250DEmployee Stock Option (Right to Buy)Common7000070000DEmployee Stock Option (Right to Buy)Common7000070000DEmployee Stock Option (Right to Buy)Common7000070000DThe 27,442 shares are held in the name of the undersigned's broker.The securities herein were acquired on 09/15/03 pursuant to the Plan indicated in Column 7 at $69.300610 per share in transactions exempt from Section 16(b) pursuant to Rule 16b-3(d)(2).As of 09/15/03, there are 2,676.072 shares held in the account of the undersigned pursuant to the Plan indicated in Column 7.13,000 option shares with cashless exercise and tax withholding rights awarded on 06/21/94 at the option price of $55.38 per share. All shares are currently exercisable and will expire 10 years from date of grant.15,000 option shares with cashless exercise and tax withholding rights awarded on 08/15/95 at the option price of $55.81 per share. All shares are currently exercisable and will expire 10 years from date of grant.17,500 option shares with cashless exercise and tax withholding rights awarded on 06/18/96 at the option price of $50.44 per share. All shares are currently exercisable and will expire 10 years from date of grant.20,500 option shares with cashless exercise and tax withholding rights awarded on 04/15/97 at the option price of $45.75 per share. All shares are currently exercisable and will expire 10 years from date of grant.Grant of 299.41 phantom shares of common stock ("dividend equivalents") based on original grant of 50,000 phantom stock shares (Career Stock Award) awarded under the 1996 Whirlpool Omnibus Stock and Incentive Plan in transactions exempt under Rule 16b-3(c). 30,000 phantom shares are currently vested, with the remaining shares becoming vested as follows: 10,000 shares on 07/01/04; and 10,000 shares on retirement after age 60. As of 09/15/05, 61,152.74 total phantom shares deferred.Grant of 29.936 phantom shares of common stock ("dividend equivalents") based on phantom shares deferred under the Executive Deferred Savings Plan in transactions exempt under Rule 16b-3. As of 09/15/03, 6,131.577 total phantom shares deferred.18 ,000 option shares with cashless exercise and tax withholding rights awarded on 06/15/98 at the option price of $63.13 per share. All shares are currently exercisable and will expire 10 years from date of grant.50,000 option shares with cashless exercise and tax withholding rights awarded on 04/05/99 at the option price of $52.28 per share. All shares are currently exercisable and will expire 10 years from date of grant.Grant of 26.856 phantom shares of common stock ("dividend equivalents") based on original deferral of 4,972.906 phantom shares in the Executive Deferred Savings Plan on 08/10/99 in a transaction exempt under Rule 16b-3. As of 9/15/03, 5,500.901 total phantom shares deferred.64,000 option shares with cashless exercise and tax withholding rights awarded on 02/14/00 at the option price of $52.19 per share. All shares are currently exercisable and will expire 10 years from date of grant.46,250 phantom stock shares (Special Retention Program) awarded on 02/19/01 under the Whirlpool Corporation 1998 Omnibus Stock and Incentive Plan in transactions exempt under Rule 16(b)-3(c). Shares will become vested as follows: 50% on 02/19/04; and 50% on 92/19/08. Participants may elect to defer receipt of vested shares. Dividend equivalents will be invested in additional stock.70,000 option shares with cashless exercise and tax withholding rights awarded on 02/19/01 at the option price of $54.07 per share. All shares are currently exercisable and will expire 10 years from date of grant.70,000 option shares with cashless exercise and tax withholding rights awarded on 02/18/02 at the option price of $67.29 per share. 35,000 shares are currently exercisable, with an additional 35,000 shares becoming exercisable on 02/18/04. The options will expire 10 years from date of grant.70,000 option shares with cashless exercise and tax withholding rights awarded on 02/17/03 at the option price of $49.60 per share. Shares will become exercisable as follows: 50% on 02/17/04; and 50% on 02/17/05. The options will expire 10 years from date of grant.Robert T. Kenagy, Corporate Secretary2003-09-17 -----END PRIVACY-ENHANCED MESSAGE-----