-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UpoYtttNuzj5Aj9OYQsnOR83eiYdIEGZTcAAV8QVP7aA2LGtuZpzcD9jwiayq7uU lZytpckPvrzvizJbsPWBbQ== 0001144231-03-000004.txt : 20031217 0001144231-03-000004.hdr.sgml : 20031217 20031217111215 ACCESSION NUMBER: 0001144231-03-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031215 FILED AS OF DATE: 20031217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAIN HERMAN CENTRAL INDEX KEY: 0001144231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 031059006 BUSINESS ADDRESS: STREET 1: P.O. BOX 13287 CITY: KANSAS CITY STATE: MO ZIP: 64199 BUSINESS PHONE: 8164673087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 6169235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-12-151 0000106640 WHIRLPOOL CORP /DE/ WHR 0001144231 CAIN HERMAN T.H.E. INC. 9140 WEST DODGE ROAD OMAHA NE 68114 1000Common Stock2800DCommon Stock558.812DStock OptionsCommon600600DStock OptionsCommon600600DStock OptionsCommon600600 DStock OptionsCommon600600DStock OptionsCommon600600DPhantom Stock under Nonemployee Dir. Stock Ownership Plan2003-12-154A021.150ACommon4208.19DStock OptionsCommon600600DStock OptionsCommon600600DAs of 09/15/03 the latest date for which information is reasonably available, there are 558.812 shares held for the account of the undersigned pursuant to the Whirlpool Corporation Automatic Dividend Reinvestment Plan.Stock option awarded on 04/20/93 at the option price of $44.50 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.Stock option awarded on 04/19/94 at the option price of $4 8.94 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.Stock option awarded on 04/16/96 at the option price of $50.27 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.Stock option awarded on 04/28/98 at the option price of $50.92 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.Stock option awarded on 04/20/99 at the option price of $61.75 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.Grant of 21 .15 phantom shares of common stock ("dividend equivalents") based on original grant of 1,856 phantom shares deferred under the Nonemployee Director Stock Ownership Plan. This grant of deferred compensation is payable upon retirement from the Board of Directors. As of 12/15/03, 4,208.19 total phantom shares deferred.Stock option awarded on 04/18/00 at the option price of $46.21 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.Stock option awarded on 04/15/03 at the option price of $64.69 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director.Robert T. Kenagy, Corporate Secretary2003-12-17< /ownerSignature> -----END PRIVACY-ENHANCED MESSAGE-----