-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GMZMn6tWMvU1/ToYnaepHBXyFg1BfaE8uLn6xILbm9KLQUOT9RFkrj1o3JBdrPMm t1O0ncYIlZdq5Zd0TPIYVA== 0001014831-06-000007.txt : 20060922 0001014831-06-000007.hdr.sgml : 20060922 20060922161612 ACCESSION NUMBER: 0001014831-06-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060915 FILED AS OF DATE: 20060922 DATE AS OF CHANGE: 20060922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARSH MILES L CENTRAL INDEX KEY: 0001014831 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 061104561 BUSINESS ADDRESS: BUSINESS PHONE: 3125807822 MAIL ADDRESS: STREET 1: 20 SOUTH CLARK STREET CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 6169235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-09-15 0000106640 WHIRLPOOL CORP /DE/ WHR 0001014831 MARSH MILES L 965 E. DEERPATH RD. LAKE FOREST IL 60045 1 0 0 0 Common Stock 8568 D Common Stock 2006-09-15 5 J 0 41.5233 A 1330.3984 D Phantom Stock under Non-Employee Dir. Stock Owner. Plan Common 5370.14 D Stock Options Common 600 600 D Stock Options Common 600 600 D Stock Options Common 600 600 D Stock Options Common 600 600 D Stock Options Common 600 600 D Stock Options Common 600 600 D Stock Options Common 600 600 D Stock Options Common 600 600 D Stock Options Common 1589 1589 D Stock Options Common 1131 1131 D 1,350 shares are held in the name of the undersigned's broker. The securities were acquired on 09/15/2006 pursuant to the Plan indicated in Column 6 at $87.9917 per share in transactiosn exempt from Section 16(b) pursuant to Rule 16(b)-3(c). As of 09/15/06, there are 1,330.398422 shares held for the account of the undersigned pursuant to the Whirlpool Corporation Automatic Dividend Reinvestment Plan. 4,640 phantom shares deferred under the Nonemployee Director Stock Ownership Plan. This grant of deferred compensation is payable upon retirement from the Board of Directors. As of 09/15/06, 5,370.14 total phantom shares deferred, which includes dividend equivalents earned in phantom restricted stock. Stock option awarded on 4/20/93 at the option price of $44.50 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director. Stock option awarded on 4/19/94 at the option price of $48.94 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director. Stock option awarded on 4/16/96 at the option price of $50.27 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director. Stock option awarded on 4/28/98 at the option price of $50.92 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director. Stock option awarded on 4/20/99 at the option price of $61.75 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director. Stock option awarded on 4/18/00 at the option price of $46.21 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director. Stock option awarded on 4/15/03 at the option price of $64.69 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director. Stock option awarded on 4/20/04 at the option price of $50.98 per share. All shares are currently exercisable and will expire either 20 years from the award date or the fifth anniversary of the date the Director ceases being a Director. Stock option awarded on 04/19/05 at the option price of $64.73 per share. All shares are currently exercisable and will expire either 20 years from the award date or the second anniversary of the date the Director ceases being a Director. Stock option awarded on 04/18/06 at the option price of $90.90 per share under the Nonemployee Director Equity Plan. All shares will become exercisable six months after the award date. The expiration date is either 20 years from the award date or the second anniversary of the date the Director ceases being a Director. /s/ Robert T. Kenagy 2006-09-22 -----END PRIVACY-ENHANCED MESSAGE-----