0000106640-21-000019.txt : 20210208 0000106640-21-000019.hdr.sgml : 20210208 20210208180423 ACCESSION NUMBER: 0000106640-21-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210204 FILED AS OF DATE: 20210208 DATE AS OF CHANGE: 20210208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brega Joao Carlos CENTRAL INDEX KEY: 0001545393 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 21602877 MAIL ADDRESS: STREET 1: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 2699235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 4 1 wf-form4_161282544590985.xml FORM 4 X0306 4 2021-02-04 0 0000106640 WHIRLPOOL CORP /DE/ WHR 0001545393 Brega Joao Carlos WHIRLPOOL CORPORATION 2000 N. M-63 BENTON HARBOR MI 49022 0 1 0 0 EXECUTIVE VICE PRESIDENT Common 2021-02-04 4 M 0 3000 132.19 A 30571 D Common 2021-02-04 4 S 0 3000 191.34 D 27571 D Common 2021-02-05 4 M 0 1866 132.19 A 29437 D Common 2021-02-05 4 S 0 6866 190.23 D 22571 D Common Stock 2021-02-08 4 M 0 4952 138.56 A 27523 D Common Stock 2021-02-08 4 M 0 3291 139.36 A 30814 D Common Stock 2021-02-08 4 S 0 8243 199.53 D 22571 D Employee Stock Options (Right to Buy) 132.19 2021-02-04 4 M 0 3000 0 D 2017-02-15 2026-02-15 Common 3000.0 1866 D Employee Stock Options (Right to Buy) 132.19 2021-02-05 4 M 0 1866 0 D 2017-02-15 2026-02-15 Common 1866.0 0 D Employee Stock Options (Right to Buy) 138.56 2021-02-08 4 M 0 4952 0 D 2015-02-17 2024-02-17 Common Stock 4952.0 0 D Employee Stock Option (Right to Buy) 139.36 2021-02-08 4 M 0 3291 0 D 2020-02-18 2029-02-18 Common Stock 3291.0 6578 D Exercise of stock options that were due to expire on 2/15/26 and sale of the underlying shares at prices ranging from $191.03 to $191.82. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth. Exercise of stock options that were due to expire on 2/15/26 and sale of the underlying shares, as well as an additional 5,000 directly held shares of common stock, at prices ranging from $190.00 to $190.58. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth. Exercise of stock options that were due to expire on 2/17/24 and 2/18/29, respectively, and sale of the underlying shares at prices ranging from $199.50 to $199.67. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth. Aggregate beneficial holdings include shares acquired through dividend reinvestment plan. /s/ Bridget K. Quinn, Attorney-in-Fact 2021-02-08