0000106640-19-000028.txt : 20190220 0000106640-19-000028.hdr.sgml : 20190220 20190220161738 ACCESSION NUMBER: 0000106640-19-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190215 FILED AS OF DATE: 20190220 DATE AS OF CHANGE: 20190220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peters James W CENTRAL INDEX KEY: 0001642689 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 19618482 MAIL ADDRESS: STREET 1: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 2699235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 4 1 wf-form4_155069744494624.xml FORM 4 X0306 4 2019-02-15 0 0000106640 WHIRLPOOL CORP /DE/ WHR 0001642689 Peters James W WHIRLPOOL CORPORATION 2000 N. M-63 BENTON HARBOR MI 49022 0 1 0 0 EXEC VICE PRESIDENT AND CFO Common Stock 2019-02-15 4 M 0 255 0 A 13287 D Common Stock 2019-02-15 4 F 0 70.82 139.36 D 13216.18 D Common Stock 2019-02-15 4 D 0 58.18 0 D 13158 D Common Stock 2019-02-18 4 M 0 573 0 A 13731 D Common Stock 2019-02-18 4 F 0 162 139.36 D 13569 D Common Stock 3710.36 I 401(k) Stock Fund Restricted Stock Units 2019-02-15 4 M 0 255 0 D Common Stock 255.0 0 D Deferred Stock 2019-02-15 4 A 0 58.18 0 A Common Stock 58.18 525.936 D Employee Stock Option (Right to Buy) 139.36 2019-02-18 4 A 0 21891 0 A 2029-02-18 Common Stock 21891.0 21891 D Restricted Stock Units 2019-02-18 4 M 0 573 0 D Common Stock 573.0 0 D Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Vesting of performance-based restricted stock unit award for the 2016-2018 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule16b-3. Upon the vesting of restricted stock units granted to the reporting person on 02/15/2019, the reporting person deferred the receipt of 58.18 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 58.18 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation. Options will vest and become exercisable as follows: one-third on 02/18/2020; one-third on 02/18/2021; and one-third on 02/18/2022. /s/ Bridget K. Quinn, Attorney-in-Fact 2019-02-20