-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UL8fmkezDGffD12RLYIH/i8W4tLBHC/DGeeIihk0w6882MPAuMU7XCake66em5Vz gyh5N0Bs97M/wuFQmGdBGA== 0000922423-03-000787.txt : 20030710 0000922423-03-000787.hdr.sgml : 20030710 20030710164217 ACCESSION NUMBER: 0000922423-03-000787 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030710 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WHX CORP CENTRAL INDEX KEY: 0000106618 STANDARD INDUSTRIAL CLASSIFICATION: COATING, ENGRAVING & ALLIED SERVICES [3470] IRS NUMBER: 133768097 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-18593 FILM NUMBER: 03782249 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH ST STREET 2: 30TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123555200 MAIL ADDRESS: STREET 1: 1134 MARKET STREET CITY: WHEELING STATE: WV ZIP: 26003 FORMER COMPANY: FORMER CONFORMED NAME: WHEELING PITTSBURGH CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: WHEELING PITTSBURGH STEEL CORP DATE OF NAME CHANGE: 19910130 FORMER COMPANY: FORMER CONFORMED NAME: WHEELING STEEL CORP DATE OF NAME CHANGE: 19690202 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MARINER INVESTMENT GROUP INC CENTRAL INDEX KEY: 0001096978 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2127586200 MAIL ADDRESS: STREET 1: 65 EAST 55TH ST CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 kl07001_sc13g.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------- SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 WHX Corporation --------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 929248409 --------- (CUSIP Number) -------- Page 1 of 5 Pages CUSIP No. 029248409 - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Mariner Investment Group, Inc. - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- NUMBER 5) SOLE VOTING POWER OF SHARES 279,480 BENEFICIALLY ---------------------------------------------------- OWNED BY 6) SHARED VOTING POWER EACH REPORTING None PERSON --------------------------------------------------- WITH 7) SOLE DISPOSITIVE POWER 279,480 --------------------------------------------------- 8) SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 279,480 - -------------------------------------------------------------------------------- 10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |-| - -------------------------------------------------------------------------------- 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.169% - -------------------------------------------------------------------------------- 12) TYPE OF REPORTING PERSON IA - -------------------------------------------------------------------------------- Schedule 13G ------------ Item 1(a). Name of Issuer: WHX Corporation Item 1(b). Address of Issuer's Principal Executive Offices: 110 East 59th Street New York, New York 10022 Item 2(a). Name of Person Filing: Mariner Investment Group, Inc. Item 2(b). Address of Principal Business Office or, if None, Residence: 780 Third Avenue, 16th Floor New York, New York 10017 Item 2(c). Citizenship: New York Item 2(d). Title of Class of Securities: Common Stock Par USD .01 Item 2(e). CUSIP Number: 929248409 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: |_| (a) Broker or Dealer Registered Under Section 15 of the Act |X| (e) Investment Adviser registered under section 203 of the Investment AdvisersAct of 1940 Item 4. Ownership. (a) Amount beneficially owned: 279,480 (b) percent of class: 5.169% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 279,480 (see note 1) (ii) Shared power to vote or to direct the vote: None (iii) Sole power to dispose or to direct the disposition of: 279,480 (iv) Shared power to dispose or to direct the disposition of : None Item 5. Ownership of Five Percent or Less of a Class. Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. All Securities reported in this schedule are owned by advisory clients of Mariner Investment Group, Inc., no one of which to the knowledge of Mariner Investment Group, Inc. owns more than 5% of the class. Mariner Investment Group, Inc. disclaims beneficial ownership of all such securities. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable Item 8. Identification and Classification of Members of the Group. Not applicable Item 9. Notice of Dissolution of Group. Not applicable Note 1. Mariner Investment Group, Inc. ("Mariner"), is an investment adviser registered under Section 203 of the Investment Advisor Act of 1940, furnishes investment advice to several investment companies exempt from the Investment Company Act of 1940, and serves as investment manager to certain other separate accounts. These investment companies and accounts are the "Funds". In its role as investment adviser or manager, Mariner possesses voting and/or investment power over securities of the Issuer described in this schedule that are owned by the Funds. All securities reported in this schedule are owned by the Funds. Mariner disclaims benefial ownership of such securities. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE --------- After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this Statement is true, complete and correct. July 1, 2003 -------------------------- Date /s/ Peter J. O'Rourke -------------------------- Signature Peter J. O'Rourke/General Counsel --------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----