-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MToJVKVFvkso8imdy0ijlsJH9nUVQauBcOCS1Z6hQvDf1t+1OcS+AP+gL7rpZYHF 4XXUqE9RpFbc4oAZawrUmg== 0001005477-04-002504.txt : 20040629 0001005477-04-002504.hdr.sgml : 20040629 20040629172217 ACCESSION NUMBER: 0001005477-04-002504 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040625 FILED AS OF DATE: 20040629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRE HY FUNDING LLC CENTRAL INDEX KEY: 0001208963 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14537 FILM NUMBER: 04889404 BUSINESS ADDRESS: STREET 1: 345 PARK AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125835000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LODGIAN INC CENTRAL INDEX KEY: 0001066138 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 522093696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3445 PEACHTREE ROAD N E SUITE 700 CITY: ATLANTA STATE: GA ZIP: 30326 BUSINESS PHONE: 4043649400 MAIL ADDRESS: STREET 1: 3445 PEACHTREE ROAD N E SUITE 700 CITY: ATLANTA STATE: GA ZIP: 30326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETERSON PETER G CENTRAL INDEX KEY: 0001070843 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14537 FILM NUMBER: 04889399 BUSINESS ADDRESS: STREET 1: C/O THE BLACKSTONE GROUP STREET 2: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2129352626 MAIL ADDRESS: STREET 1: C/O THE BLACKSTONE GROUP STREET 2: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARZMAN STEPHEN A CENTRAL INDEX KEY: 0001070844 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14537 FILM NUMBER: 04889405 BUSINESS ADDRESS: STREET 1: C/O THE BLACKSTONE GROUP STREET 2: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2129352626 MAIL ADDRESS: STREET 1: C/O THE BLACKSTONE GROUP STREET 2: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blackstone Real Estate Partners III L.P. CENTRAL INDEX KEY: 0001295790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14537 FILM NUMBER: 04889403 BUSINESS ADDRESS: STREET 1: 345 PARK AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 01054 BUSINESS PHONE: 212-583-5000 MAIL ADDRESS: STREET 1: 345 PARK AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 01054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blackstone Real Estate Associates III L.P. CENTRAL INDEX KEY: 0001295791 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14537 FILM NUMBER: 04889402 BUSINESS ADDRESS: STREET 1: 345 PARK AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 01054 BUSINESS PHONE: 212-583-5000 MAIL ADDRESS: STREET 1: 345 PARK AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 01054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blackstone Real Estate Management Associates III L.P. CENTRAL INDEX KEY: 0001295793 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14537 FILM NUMBER: 04889401 BUSINESS ADDRESS: STREET 1: 345 PARK AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 01054 BUSINESS PHONE: 212-583-5000 MAIL ADDRESS: STREET 1: 345 PARK AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 01054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BREA III L.L.C. CENTRAL INDEX KEY: 0001295795 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14537 FILM NUMBER: 04889400 BUSINESS ADDRESS: STREET 1: 345 PARK AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 212-583-5000 MAIL ADDRESS: STREET 1: 345 PARK AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10154 4 1 edgar123.xml FORM 4 X0202 4 2004-06-25 0 0001066138 LODGIAN INC LGN 0001208963 BRE HY FUNDING LLC 0 0 1 0 0001295790 Blackstone Real Estate Partners III L.P. 345 PARK AVENUE 31ST FLOOR NEW YORK NY 10154 0 0 1 0 0001295791 Blackstone Real Estate Associates III L.P. 345 PARK AVENUE 31ST FLOOR NEW YORK NY 10154 0 0 1 0 0001295793 Blackstone Real Estate Management Associates III L.P. 345 PARK AVENUE 31ST FLOOR NEW YORK NY 10154 0 0 1 0 0001295795 BREA III L.L.C. 345 PARK AVENUE 31ST FLOOR NEW YORK NY 10154 0 0 1 0 0001070843 PETERSON PETER G 345 PARK AVENUE 31ST FLOOR NEW YORK NY 10154 0 0 1 0 0001070844 SCHWARZMAN STEPHEN A 345 PARK AVENUE 31ST FLOOR NEW YORK NY 10154 0 0 1 0 Common Stock 2004-06-25 4 J 0 1049034 A 1326909 I See Footnote Series A Preferred Stock 2004-06-25 4 J 0 394889 D 394890 I See Foonote On June 25, 2004, BRE/HY Funding L.L.C., a Delaware limited liability company ("BRE/HY"), exchanged 394,889 shares of Series A Preferred Stock, par value $0.01 per share ("Preferred Stock"), for 1,049,034 shares of Common Stock, par value $0.01 per share ("Common Stock"), pursuant to the Preferred Share Exchange Agreement, dated as of June 22, 2004, by and among the Issuer and each of the holders of Preferred Stock. The number of shares of Common Stock beneficially owned following the reported transaction reflects a 1-for-3 reverse stock split effective April 29, 2004. The number of shares of Preferred Stock beneficially owned following the reported transaction includes 86,189 shares of Preferred Stock paid as an in kind dividend pro rata to holders of Preferred Stock on November 21, 2003. The Reporting Persons are BRE/HY, Blackstone Real Estate Partners III L.P., a Delaware limited partnership ("BREP"), Blackstone Real Estate Associates III L.P., a Delaware limited partnership ("BREA"), Blackstone Real Estate Management Associates III L.P., a Delaware limited partnership ("BREMA"), BREA III L.L.C., a Delaware limited liability company ("BRE"), and Peter G. Peterson and Stephen A. Schwarzman. The securities are held of record by BRE/HY. As the managing member of BRE/HY, BREP may be deemed to be the beneficial owner of securities held by BRE/HY. As the general partner of BREP, BREA may be deemed to be the beneficial owner of securities deemed to be beneficially owned by BREP. As the general partner of BREA, BREMA may be deemed to be the beneficial owner of securities deemed to be beneficially owned by BREA. (Footnote continued in Footnote (5)) As the general partner of BREMA, BRE may be deemed to be the beneficial owner of securities deemed to be beneficially owned by BREMA. As the founding members of BRE, Messrs. Peterson and Schwarzman may be deemed to be the beneficial owners of securities deemed to be beneficially owned by BRE. Each of the Reporting Persons disclaims beneficial ownership of the securities, except to the extent of its or his pecuniary interest. Exhibits: Exhibit A -- Joint Filing Agreement /s/ Jonathan D. Gray 2004-06-29 EX-99 2 ex-a.txt JOINT FILER INFORMATION EXHIBIT A JOINT FILER INFORMATION ----------------------- Title of Security: Common Stock Preferred Stock Issuer & Ticker Symbol: Lodgian, Inc. (LDGIV) Designated Filer: BRE/HY Funding L.L.C. Other Joint Filer: Blackstone Real Estate Partners III L.P. 345 Park Avenue, 31st Floor New York, New York 10154 Date of Event Requiring Statement: June 25, 2004 Blackstone Real Estate Partners III L.P. By: Blackstone Real Estate Associates III L.P., its general partner By: Blackstone Real Estate Management Associates III L.P., its general partner By: BREA III L.L.C., its general partner Signature on behalf of other above filer: /s/ Jonathan D. Gray -------------------- Name: Jonathan D. Gray Title: Member 1 JOINT FILER INFORMATION ----------------------- Title of Security: Common Stock Preferred Stock Issuer & Ticker Symbol: Lodgian, Inc. (LDGIV) Designated Filer: BRE/HY Funding L.L.C. Other Joint Filer: Blackstone Real Estate Associates III L.P. 345 Park Avenue, 31st Floor New York, New York 10154 Date of Event Requiring Statement: June 25, 2004 Blackstone Real Estate Associates III L.P. By: Blackstone Real Estate Management Associates III L.P., its general partner By: BREA III L.L.C., its general partner Signature on behalf of other above filer: /s/ Jonathan D. Gray -------------------- Name: Jonathan D. Gray Title: Member 2 JOINT FILER INFORMATION ----------------------- Title of Security: Common Stock Preferred Stock Issuer & Ticker Symbol: Lodgian, Inc. (LDGIV) Designated Filer: BRE/HY Funding L.L.C. Other Joint Filer: Blackstone Real Estate Management Associates III L.P. 345 Park Avenue, 31st Floor New York, New York 10154 Date of Event Requiring Statement: June 25, 2004 Blackstone Real Estate Management Associates III L.P. By: BREA III L.L.C., its general partner Signature on behalf of other above filer: /s/ Jonathan D. Gray -------------------- Name: Jonathan D. Gray Title: Member 3 JOINT FILER INFORMATION ----------------------- Title of Security: Common Stock Preferred Stock Issuer & Ticker Symbol: Lodgian, Inc. (LDGIV) Designated Filer: BRE/HY Funding L.L.C. Other Joint Filer: BREA III L.L.C. 345 Park Avenue, 31st Floor New York, New York 10154 Date of Event Requiring Statement: June 25, 2004 BREA III L.L.C. Signature on behalf of other above filer: /s/ Jonathan D. Gray -------------------- Name: Jonathan D. Gray Title: Member 4 JOINT FILER INFORMATION ----------------------- Title of Security: Common Stock Preferred Stock Issuer & Ticker Symbol: Lodgian, Inc. (LDGIV) Designated Filer: BRE/HY Funding L.L.C. Other Joint Filer: Peter G. Peterson 345 Park Avenue, 31st Floor New York, New York 10154 Date of Event Requiring Statement: June 25, 2004 Signature on behalf of other above filer: /s/ Peter G. Peterson --------------------- 5 JOINT FILER INFORMATION ----------------------- Title of Security: Common Stock Preferred Stock Issuer & Ticker Symbol: Lodgian, Inc. (LDGIV) Designated Filer: BRE/HY Funding L.L.C. Other Joint Filer: Stephen A. Schwarzman 345 Park Avenue, 31st Floor New York, New York 10154 Date of Event Requiring Statement: June 25, 2004 Signature on behalf of other above filer: /s/ Stephen A. Schwarzman ------------------------- 6 -----END PRIVACY-ENHANCED MESSAGE-----