-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SeXe+iGANXLYST1sYSXK59bhMbZSmNU0qZjas5RUuJyodfdFaxowmWCI/C3rGAVt En8f7R4Jr3vYmYvB68xEEA== 0000905148-03-001291.txt : 20030328 0000905148-03-001291.hdr.sgml : 20030328 20030328164058 ACCESSION NUMBER: 0000905148-03-001291 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030227 FILED AS OF DATE: 20030328 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LODGIAN INC CENTRAL INDEX KEY: 0001066138 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 522093696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-14537 FILM NUMBER: 03625779 BUSINESS ADDRESS: STREET 1: 3445 PEACHTREE ROAD N E SUITE 700 CITY: ATLANTA STATE: CA ZIP: 30326 BUSINESS PHONE: 4043649400 MAIL ADDRESS: STREET 1: 3445 PEACHTREE ROAD N E SUITE 700 CITY: ATLANTA STATE: CA ZIP: 30326 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] RELATIONSHIP: OWNER STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER FL 12 CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2124496202 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER FL 12 CITY: NEW YORK STATE: NY ZIP: 10080 4/A 1 efc3-0589_5337012fm4a.txt ------------------------------- OMB APPROVAL ------------------------------- OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response. . . . .0.5 - -------- ------------------------------- FORM 4 - -------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP |_| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses)
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 - ---------------------------------------------------------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or 6. Relationship of Reporting Person(s) Trading Symbol to Issuer (Check all applicable) Lodgian, Inc. (LDGIV) Director X 10% Ownership Merrill Lynch, Pierce, Fenner & Smith --- --- Incorporated --- Officer (give title below) --- Other (specify title below) - ------------------------------------------------------------------------------- (Last) ( First) (Middle) 3. I.R.S. 4. Statement for Other Identification Number Month/Day/Year (specify title below) of Reporting Person, 4 World Financial Center if an entity February 27, 2003 250 Vesey Street (voluntary) #13-5674085 ------------------------------------ - --------------------------------------- ------------------------------------------------------------- (Street) 5. If Amendment, 7. Individual or Joint/Group Filing Date of (Check Applicable Line) New York, NY 10080 Original -- Form filed by One Reporting Person (Month/Day/Year) x Form filed by More than One March 5, 2003 -- Reporting Person - ------------------------------------- -------------------------------------------------------------------------------------------- (City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Transaction 2A. Deemed 3. Trans- 4. Securities 5. Amount of 6. Ownership 7. Nature (Instr. 3) Date Execution action Acquired (A) Securities Form: of Indirect (Month/ Date, if Code or Disposed of Beneficially Direct Beneficial Day/Year) any (Month (Instr. 8) (D) (Instr. 3, Owned (D) or Ownership Day/Year) 4 and 5) Following Indirect Reported (I) Transaction(s) (Instr. 3 and 4) (Instr. 4) (Instr. 4) ---------------------------- (A) or Code V Amount (D) Price - ----------------------------------------------------------------------------------------------------------------------------------- Series A Preferred Stock, par value $0.01 per share 2/27/03 S 6,207 D $20.00 636,640 D - ----------------------------------------------------------------------------------------------------------------------------------- Series A Preferred Stock, par value $0.01 per share 2/27/03 S 3,118 D $20.00 633,522 D - ----------------------------------------------------------------------------------------------------------------------------------- Series A Preferred Stock, par value $0.01 per share 2/27/03 S 16,202 D $20.00 617,320 D - ----------------------------------------------------------------------------------------------------------------------------------- Series A Preferred Stock, par value $0.01 per share 2/27/03 S 9,958 D $20.00 607,362 D - ----------------------------------------------------------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) *If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (9-02) Potential persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. Page 1 of 6
Form 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title 2. Con- 3. Trans- 3A. Deemed 4. Trans- 5. Number 6. Date 7. Title 8. Price 9. Num- 10. Owner- 11. Na- of ver- action Execu- action of Exer- and of ber ship ture Deriv- sion Date tion Code Deriv- cis- Amount Deriv- of Form of In- ative or Date, if (Instr. ative able of ative De- of direct Secur- Exer- (Month/ any 8) Securi- and Under- Secu- riva- Deriv- Bene- ity cise Day/ (Month/ ties Expira- lying rity tive ative ficial Price Year) Day/ Ac- tion Securi- (Instr. Se- Secu- Own- of Year) quired Date ties 5) curi- rity: ership (Instr.3) Deriv- (A) or (Month/ (Instr. ties Direct (Instr. ative Dis- Day/ 3 and Bene- (D) or 4) Secur- posed Year) 4) fi- Indi- ity of cial- rect (D) ly (I) Instr. Owned (Instr. 3, 4 Fol- 4) and 5) lowing Re- ported Trans- action(s) (Instr. 4) --------------------- ---------------------------- Amount Date Ex- or Exer- pira- Number Code V (A) (D) cisa- tion of ble Date Title Shares ---------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Explanation of Responses: ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 of 6
Merrill Lynch & Co., Inc. /s/ Lawrence M. Egan Jr. March 28, 2003 - ------------------------------------------------ Name: Lawrence M. Egan Jr. Title: Attorney-in-Fact(1) Merrill Lynch, Pierce, Fenner & Smith Incorporated /s/ Lawrence M. Egan Jr. March 28, 2003 - ------------------------------------------------ Name: Lawrence M. Egan Jr. Title: Attorney-in-Fact(2) - ----------------------- 1 Executed pursuant to a Power of Attorney, dated November 17, 1995, a copy of which is attached hereto as Exhibit A. 2 Executed pursuant to a Power of Attorney, dated February 25, 1995, a copy of which is attached hereto as Exhibit B. Page 3 of 6 Joint Filer Information Name: Merrill Lynch & Co., Inc. Address: 4 World Financial Center 250 Vesey Street New York, NY 10080 Designated Filer: Merrill Lynch, Pierce, Fenner & Smith Incorporated Issuer and Ticker Symbol: Lodgian, Inc. (LDGIV) Date of Event Requiring Statement: February 27, 2003 Signature: Merrill Lynch & Co., Inc. /s/ Lawrence M. Egan Jr. March 28, 2003 - ----------------------------------------- Lawrence M. Egan Jr.** Attorney-in-Fact**** ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) **** Executed pursuant to a Power of Attorney, dated November 17, 1995, a copy of which is attached hereto as Exhibit A. Page 4 of 6
Name and Address of Reporting Person: Merrill Lynch, Pierce, Fenner & Smith Incorporated 4 World Financial Center 250 Vesey Street New York, NY 10080 Issuer and Ticker Symbol: Lodgian, Inc. (LDGIV) Statement for: February 27, 2003
Exhibit A to Form 4 Power of Attorney The undersigned, Merrill Lynch & Co., Inc. (the "Corporation"), a corporation duly organized under the laws of Delaware, with its principal place of business at World Financial Center, North Tower, 250 Vesey Street, New York, New York 10281 does hereby make, constitute and appoint Richard B. Alsop, Richard D. Kreuder, Andrea Lowenthal, Gregory T. Russo, or any individual from time to time elected or appointed as secretary or an assistant secretary of the Corporation, acting severally, each of whose address is Merrill Lynch & Co., Inc., World Financial Center, North Tower, 250 Vesey Street, New York, New York 10281, as its true and lawful attorneys-in-fact, for it and in its name, place and stead (i)to execute on behalf of the Corporation and cause to be filed and/or delivered, as required under Section 13(d) of the Securities Exchange Act of 1934 (the "Act") and the regulations thereunder, any number, as appropriate, of original, copies, or electronic filings of the Securities and Exchange Commission Schedule 13D or Schedule 13G Beneficial Ownership Reports (together with any amendments and joint filing agreements under Rule 13d-1(f)(1) of the Act, as may be required thereto) to be filed and/or delivered with respect to any equity security (as defined in Rule 13d-1(d) under the Act) beneficially owned by the undersigned and which must be reported by the undersigned pursuant to Section 13(d) of the Act and the regulations thereunder, (ii)to execute on behalf of the Corporation and cause to be filed and/or delivered, any number, as appropriate, of original, copies or electronic filings of any forms (including without limitation), Securities and Exchange Commission Forms 3, 4 and 5) required to be filed pursuant to Section 16(a) of the Act and the regulations thereunder, and (iii) generally to take such other actions and perform such other things necessary to effectuate the foregoing as fully in a all respects as if the undersigned could do if personally present. This Power of Attorney shall remain in effect until revoked, in writing, by the undersigned. IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney, this 17th day of November 1995. MERRILL LYNCH & CO., INC. By: /s/ David H. Komansky ---------------------------- Name: David H. Komansky Title: President and Chief Operating Officer Page 5 of 6
Name and Address of Reporting Person: Merrill Lynch, Pierce, Fenner & Smith Incorporated 4 World Financial Center 250 Vesey Street New York, NY 10080 Issuer and Ticker Symbol: Lodgian, Inc. (LDGIV) Statement for: February 27, 2003
Exhibit B to Form 4 Power of Attorney The undersigned, Merrill Lynch, Pierce, Fenner & Smith Incorporated (the "Corporation"), a corporation duly organized under the laws of Delaware, with its principal place of business at World Financial Center, North Tower, 2560 Vesey Street, New York, New York 10281 does hereby make, constitute and appoint Richard B. Alsop, Richard D. Kreuder, Andrea Lowenthal, Gregory T. Russo, or any individual from time to time elected or appointed as secretary or an assistant secretary of the Corporation, acting severally, each of whose address is Merrill Lynch & Co., Inc., World Financial Center, North Tower, 250 Vesey Street, New York, New York 10281, as its true and lawful attorneys-in-fact, for it and in its name, place and stead (i) to execute on behalf of the Corporation and cause to be filed and/or delivered, as required under Section 13(d) of the Securities Exchange Act of 1934 (the "Act") and the regulations thereunder, any number, as appropriate, of original, copies, or electronic filings of the Securities and Exchange Commission Schedule 13D or Schedule 13G Beneficial Ownership Reports (together with any amendments and joint filing agreements under Rule 13d-1(f)(1) of the Act, as may be required thereto) to be filed and/or delivered with respect to any equity security (as defined in Rule 13d-1(d) under the Act) beneficially owned by the undersigned and which must be reported by the undersigned pursuant to Section 13(d) of the Act and the regulations thereunder, (ii) to execute on behalf of the Corporation and cause to be filed and/or delivered, any number, as appropriate, of original, copies or electronic filings of any forms (including without limitation), Securities and Exchange Commission Forms 3, 4 and 5) required to be filed pursuant to Section 16(a) of the Act and the regulations thereunder, and (iii) generally to take such other actions and perform such other things necessary to effectuate the foregoing as fully in a all respects as if the undersigned could do if personally present. This Power of Attorney shall remain in effect until revoked, in writing, by the undersigned. IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney, this 25th day of February 1995. MERRILL LYNCH & CO., INC. By: /s/ David H. Komansky -------------------------- Name: David H. Komansky Title: President and Chief Operating Officer Page 6 of 6 -----END PRIVACY-ENHANCED MESSAGE-----