0001127602-16-052833.txt : 20160519
0001127602-16-052833.hdr.sgml : 20160519
20160519181343
ACCESSION NUMBER: 0001127602-16-052833
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160517
FILED AS OF DATE: 20160519
DATE AS OF CHANGE: 20160519
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JANUS CAPITAL GROUP INC
CENTRAL INDEX KEY: 0001065865
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 431804048
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 151 DETROIT ST
CITY: DENVER
STATE: CO
ZIP: 80206
BUSINESS PHONE: 3033333863
MAIL ADDRESS:
STREET 1: 151 DETROIT ST
CITY: DENVER
STATE: CO
ZIP: 80206
FORMER COMPANY:
FORMER CONFORMED NAME: STILWELL FINANCIAL INC
DATE OF NAME CHANGE: 19990806
FORMER COMPANY:
FORMER CONFORMED NAME: FAM HOLDINGS INC
DATE OF NAME CHANGE: 19980710
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEIL RICHARD M
CENTRAL INDEX KEY: 0001201902
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15253
FILM NUMBER: 161664291
MAIL ADDRESS:
STREET 1: 840 NEWPORT CENTER DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-05-17
0001065865
JANUS CAPITAL GROUP INC
JNS
0001201902
WEIL RICHARD M
151 DETROIT STREET
DENVER
CO
80206
1
1
Chief Executive Officer
Common Stock
2016-05-17
4
M
0
468750
11.78
A
2352522
D
Common Stock
2016-05-17
4
F
0
424189
14.33
D
1928333
D
Common Stock
757.729
I
Held By ESOP
Stock Options (Right to Buy)
11.78
2016-05-17
4
M
0
468750
0
D
2017-02-05
Common Stock
468750
0
D
Stock swap used to cover the stock option exercise price and the withholding taxes due resulting from the stock option exercise.
The option award vests annually in four equal installments (within one share) beginning on February 1, 2011.
Sue Armstrong, Attorney-in-Fact for Richard M. Weil
2016-05-18