0001127602-16-052833.txt : 20160519 0001127602-16-052833.hdr.sgml : 20160519 20160519181343 ACCESSION NUMBER: 0001127602-16-052833 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160517 FILED AS OF DATE: 20160519 DATE AS OF CHANGE: 20160519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JANUS CAPITAL GROUP INC CENTRAL INDEX KEY: 0001065865 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 431804048 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 DETROIT ST CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: 3033333863 MAIL ADDRESS: STREET 1: 151 DETROIT ST CITY: DENVER STATE: CO ZIP: 80206 FORMER COMPANY: FORMER CONFORMED NAME: STILWELL FINANCIAL INC DATE OF NAME CHANGE: 19990806 FORMER COMPANY: FORMER CONFORMED NAME: FAM HOLDINGS INC DATE OF NAME CHANGE: 19980710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEIL RICHARD M CENTRAL INDEX KEY: 0001201902 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15253 FILM NUMBER: 161664291 MAIL ADDRESS: STREET 1: 840 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-05-17 0001065865 JANUS CAPITAL GROUP INC JNS 0001201902 WEIL RICHARD M 151 DETROIT STREET DENVER CO 80206 1 1 Chief Executive Officer Common Stock 2016-05-17 4 M 0 468750 11.78 A 2352522 D Common Stock 2016-05-17 4 F 0 424189 14.33 D 1928333 D Common Stock 757.729 I Held By ESOP Stock Options (Right to Buy) 11.78 2016-05-17 4 M 0 468750 0 D 2017-02-05 Common Stock 468750 0 D Stock swap used to cover the stock option exercise price and the withholding taxes due resulting from the stock option exercise. The option award vests annually in four equal installments (within one share) beginning on February 1, 2011. Sue Armstrong, Attorney-in-Fact for Richard M. Weil 2016-05-18