0001193125-16-461046.txt : 20160212 0001193125-16-461046.hdr.sgml : 20160212 20160212062507 ACCESSION NUMBER: 0001193125-16-461046 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 GROUP MEMBERS: TSUBASA CORP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Baozun Inc. CENTRAL INDEX KEY: 0001625414 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-89353 FILM NUMBER: 161414069 BUSINESS ADDRESS: STREET 1: BUILDING NO. H, NO. 1188 WANRONG ROAD STREET 2: ZHABEI DISTRICT CITY: SHANGHAI STATE: F4 ZIP: 200436 BUSINESS PHONE: (86-21)6095 6000 MAIL ADDRESS: STREET 1: BUILDING NO. H, NO. 1188 WANRONG ROAD STREET 2: ZHABEI DISTRICT CITY: SHANGHAI STATE: F4 ZIP: 200436 FORMER COMPANY: FORMER CONFORMED NAME: Baozun Cayman Inc. DATE OF NAME CHANGE: 20141114 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SOFTBANK GROUP CORP CENTRAL INDEX KEY: 0001065521 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1-9-1 HIGASHI-SHIMBASHI STREET 2: MINATO-KU CITY: TOKYO STATE: M0 ZIP: 105-7303 BUSINESS PHONE: 01181368892260 MAIL ADDRESS: STREET 1: 1-9-1 HIGASHI-SHIMBASHI STREET 2: MINATO-KU CITY: TOKYO STATE: M0 ZIP: 105-7303 FORMER COMPANY: FORMER CONFORMED NAME: SOFTBANK CORP DATE OF NAME CHANGE: 19980708 SC 13G 1 d123138dsc13g.htm SCHEDULE 13G SCHEDULE 13G

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-l(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2*

Under the Securities Exchange Act of 1934

Baozun Inc.

 

 

(Name of Issuer)

Class A Ordinary Shares, par value US$0.0001 per share

 

 

(Title of Class of Securities)

06684L 103

 

 

(CUSIP Number)

December 31, 2015

 

 

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

1    

NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

            SoftBank Group Corp.

     
2    

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  ¨

     
3    

SEC USE ONLY

 

     
4    

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Japan

     

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON
WITH

   

 

5  

   

 

  SOLE VOTING POWER

 

        20,029,611(1)

 

     
  

 

6  

   

 

  SHARED VOTING POWER

 

        0

 

     
  

 

7  

   

 

  SOLE DISPOSITIVE POWER

 

        20,029,611(1)

 

     
  

 

8  

   

 

  SHARED DISPOSITIVE POWER

 

        0

 

   
9    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            20,029,611(1)

     
10    

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

            ¨

     
11    

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

14.5% of the Class A ordinary shares(2) (or 13.2% of the total ordinary shares assuming conversion of all outstanding Series B ordinary shares into the same number of Class A ordinary shares)

     
12    

TYPE OF REPORTING PERSON

 

            CO

     

 

 

(1)  Includes 20,029,611 Class A ordinary shares beneficially owned by SoftBank Group Corp. as of December 31, 2015.

 

(2)  Based on 138,170,631 Class A ordinary shares and 13,300,738 Class B ordinary shares issued and outstanding as of December 31, 2015. The rights of the holders of Class A Ordinary Shares and Class B Ordinary Shares are identical, except with respect to voting and conversion. Each Class A Ordinary Share is entitled to one vote per share. Each Class B Ordinary Share is entitled to ten votes per share and is convertible at any time into one Class A Ordinary Share. Class A ordinary shares are not convertible into Class B ordinary shares under any circumstances.

1    

NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

            Tsubasa Corporation

     
2    

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  ¨

 

     
3    

SEC USE ONLY

 

     
4    

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Federated States of Micronesia

     

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

   

 

5  

   

  SOLE VOTING POWER

 

        20,029,611(1)

 

     
  

 

6  

   

 

  SHARED VOTING POWER

 

        0

 

     
  

 

7  

   

 

  SOLE DISPOSITIVE POWER

 

        20,029,611(1)

 

     
  

 

8  

   

 

  SHARED DISPOSITIVE POWER

 

        0

 

   
9    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            20,029,611(1)

     
10    

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

            ¨

     
11    

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

14.5% of the Class A ordinary shares(2) (or 13.2% of the total ordinary shares assuming conversion of all outstanding Series B ordinary shares into the same number of Class A ordinary shares)

     
12    

TYPE OF REPORTING PERSON

 

            CO

     

 

 

(1)  Includes 20,029,611 Class A ordinary shares directly held by Tsubasa Corporation as of December 31, 2015.

 

(2)  Based on 138,170,631 Class A ordinary shares and 13,300,738 Class B ordinary shares issued and outstanding as of December 31, 2015. The rights of the holders of Class A Ordinary Shares and Class B Ordinary Shares are identical, except with respect to voting and conversion. Each Class A Ordinary Share is entitled to one vote per share. Each Class B Ordinary Share is entitled to ten votes per share and is convertible at any time into one Class A Ordinary Share. Class A ordinary shares are not convertible into Class B ordinary shares under any circumstances.

Item 1(a) Name of Issuer:

Baozun Inc.

 

Item 1(b) Address of Issuer’s Principal Executive Offices:

Building No. H, No. 1188 Wanrong Road, Zhabei District,

Shanghai 200436, the People’s Republic of China

 

Item 2(a) Name of Person Filing:

This Schedule 13G is being filed jointly by Tsubasa Corporation and SoftBank Group Corp. (collectively, the “Reporting Persons”). The Reporting Persons have entered into a Joint Filing Agreement, a copy of which is filed with this Schedule 13G as Exhibit 99.1. Pursuant to the Joint Filing Agreement, the Reporting Persons have agreed to file this Schedule 13G jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Act.

 

Item 2(b) Address of Principal Business Office or, If None, Residence

The address of the principal business office of Tsubasa Corporation is VB Center, Suite 2A, 14 Pohn Umpomp Place, Nett, Pohnpei, FSM.

The address of the principal business office of SoftBank Group Corp. is 1-9-1 Higashi-shimbashi, Minato-ku, Tokyo 105-7303, Japan.

 

Item 2(c) Citizenship:

See Row 4 of cover page for each Reporting Person.

 

Item 2(d) Title of Class of Securities:

Class A ordinary shares, par value US$0.0001 per share, of the Issuer.

 

Item 2(e) CUSIP Number:

06684L 103

 

Item 3. Not applicable.

Item 4. Ownership

The following information with respect to the ownership of the ordinary shares of the Issuer by the person filing this statement is provided as of December 31, 2015. The table below is prepared based on 138,170,631 Class A ordinary shares and 13,300,738 Class B ordinary shares issued and outstanding as of December 31, 2015.

 

Reporting Person:

Tsubasa Corporation

SoftBank Group Corp.

    Class A
Ordinary
Shares		     Class B
Ordinary
shares		      Total
Ordinary
Shares on
as-converted
basis		     Percentage of
Aggregate
Voting
Power		  

(a) Amount beneficially owned:

      20,029,611 (2)      0         20,029,611        —     

(b) Percent of class:

      14.5% (3)      0         13.2% (4)      7.4% (1) 

(c) number of Shas as to which the person has:

          

(i) Sole power to vote or direct the vote:

      20,029,611        0         20,029,611        —     

(ii) Shared power to vote or to direct to vote:

      0        0         0        —     

(iii) Sole power to dispose or to direct the disposition of:

      20,029,611        0         20,029,611        —     

(iv) Shared power to dispose or to direct the disposition of:

      0        0         0        —     

 

Notes:

 

(1) Percentage of aggregate voting power represents voting power of all ordinary shares held by the reporting person with respect to all outstanding shares of Class A and Class B ordinary shares of the Issuer on as-converted basis. Each holder of Class A ordinary shares is entitled to one vote per Class A ordinary share. Each holder of Class B ordinary shares is entitled to ten votes per Class B ordinary share.

 

(2) Representing 20,029,611 Class A ordinary shares held by Tsubasa Corporation as of December 31, 2015.

 

(3) To derive this percentage, (i) the numerator is 20,029,611, and (ii) the denominator is 138,170,631, being the number of the Issuer’s Class A ordinary shares outstanding at December 31, 2015.

 

(4) To derive this percentage, (i) the numerator is 20,029,611, and (ii) the denominator is the sum of (x) 138,170,631, being the number of the Issuer’s Class A ordinary shares outstanding at December 31, 2015, and (y) 13,300,738, being the number of the Issuer’s total Class B ordinary shares outstanding at December 31, 2015 that are convertible into the same number of Class A ordinary shares.

Tsubasa Corporation is the record owner of 20,029,611 Class A ordinary shares of the Issuer. SoftBank Group Corp. is the sole shareholder of Tsubasa Corporation, and thereby may be deemed to beneficially own all of the shares held by Tsubasa Corporation.

 

Item 5. Ownership of Five Percent or Less of a Class

Not applicable.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

 

Item 7. Identification and Classification of Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

See exhibit 99.2.

 

Item 8. Identification and Classification of Members of the Group

Not applicable.

 

Item 9. Notice of Dissolution of Group

Not applicable.

 

Item 10. Certifications

Not applicable.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 12, 2016

 

TSUBASA CORPORATION
By:  

/s/ Makoto Koyama

Name:   Makoto Koyama
Title:   President
SOFTBANK GROUP CORP.
By:  

/s/ Yoshimitsu Goto

Name:   Yoshimitsu Goto
Title:   Executive Corporate Officer General Manager, Finance

LIST OF EXHIBITS

 

Exhibit
No.

   

Description

99.1    Joint Filing Agreement, dated February 12, 2016, by and among Tsubasa Corporation and SoftBank Group Corp.
99.2    Item 7 Information
 EX-99.1 2 d123138dex991.htm JOINT FILING AGREEMENT Joint Filing Agreement

Exhibit 99.1

JOINT FILING AGREEMENT

Tsubasa Corporation, a Federated States of Micronesia corporation, and SOFTBANK GROUP CORP., a Japanese corporation, each hereby agrees, in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, that the Schedule 13G filed herewith, and any amendments thereto, relating to Class A Ordinary Shares of Baozun Inc. is, and will be, jointly filed on behalf of each such person and further agree that this joint filing agreement be included as an exhibit to such joint filings. In evidence thereof, the undersigned hereby execute this joint filing agreement as of the date set forth below.

Dated: February 12, 2016

 

TSUBASA CORPORATION
By:  

/s/ Makoto Koyama

Name:   Makoto Koyama
Title:   President
SOFTBANK GROUP CORP.
By:  

/s/ Yoshimitsu Goto

Name:   Yoshimitsu Goto
Title:  

Executive Corporate Officer General Manager,

Finance

 EX-99.2 3 d123138dex992.htm ITEM 7 INFORMATION Item 7 Information

Exhibit 99.2

ITEM 7 INFORMATION

The securities being reported on by SoftBank Group Corp. as a parent holding company are owned, or may be deemed to be beneficially owned, by Tsubasa Corporation, a Federated States of Micornesia Corporation. Tsubasa Corporation is a wholly-owned subsidiary of SoftBank Group Corp.