0001062993-23-015316.txt : 20230725 0001062993-23-015316.hdr.sgml : 20230725 20230725174310 ACCESSION NUMBER: 0001062993-23-015316 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230723 FILED AS OF DATE: 20230725 DATE AS OF CHANGE: 20230725 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOFTBANK GROUP CORP. CENTRAL INDEX KEY: 0001065521 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40175 FILM NUMBER: 231109585 BUSINESS ADDRESS: STREET 1: 1-7-1 KAIGAN STREET 2: MINATO-KU CITY: TOKYO STATE: M0 ZIP: 105-7537 BUSINESS PHONE: 01181368892260 MAIL ADDRESS: STREET 1: 1-7-1 KAIGAN STREET 2: MINATO-KU CITY: TOKYO STATE: M0 ZIP: 105-7537 FORMER NAME: FORMER CONFORMED NAME: SOFTBANK GROUP CORP DATE OF NAME CHANGE: 20150702 FORMER NAME: FORMER CONFORMED NAME: SOFTBANK CORP DATE OF NAME CHANGE: 19980708 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOFTBANK VISION FUND II-2 L.P. CENTRAL INDEX KEY: 0001787613 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40175 FILM NUMBER: 231109589 BUSINESS ADDRESS: STREET 1: AZTEC GROUP HOUSE 11-15 SEATON PLACE CITY: ST HELIER STATE: Y9 ZIP: JE4 0QH BUSINESS PHONE: 44 1534 833000 MAIL ADDRESS: STREET 1: AZTEC GROUP HOUSE 11-15 SEATON PLACE CITY: ST HELIER STATE: Y9 ZIP: JE4 0QH REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SB Management Ltd CENTRAL INDEX KEY: 0001818296 STATE OF INCORPORATION: C0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40175 FILM NUMBER: 231109586 BUSINESS ADDRESS: STREET 1: 9TH FLOOR, AL SILA TOWER STREET 2: ADGM SQUARE, AL MARYAH ISLAND CITY: ABU DHABI STATE: C0 ZIP: NA BUSINESS PHONE: 00442079659581 MAIL ADDRESS: STREET 1: 9TH FLOOR, AL SILA TOWER STREET 2: ADGM SQUARE, AL MARYAH ISLAND CITY: ABU DHABI STATE: C0 ZIP: NA FORMER NAME: FORMER CONFORMED NAME: SBIA (AD) Ltd DATE OF NAME CHANGE: 20200715 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SVF II Aggregator (Jersey) L.P. CENTRAL INDEX KEY: 0001883559 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40175 FILM NUMBER: 231109590 BUSINESS ADDRESS: STREET 1: AZTEC GROUP HOUSE 11-15 STREET 2: SEATON PLACE CITY: ST HELIER STATE: Y9 ZIP: Y9 JE4 0QH BUSINESS PHONE: (650) 281-4473 MAIL ADDRESS: STREET 1: AZTEC GROUP HOUSE 11-15 STREET 2: SEATON PLACE CITY: ST HELIER STATE: Y9 ZIP: Y9 JE4 0QH REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SB Northstar GP CENTRAL INDEX KEY: 0001972882 STATE OF INCORPORATION: C3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40175 FILM NUMBER: 231109587 BUSINESS ADDRESS: STREET 1: 69 GROSVENOR STREET CITY: LONDON STATE: X0 ZIP: W1K 3JP BUSINESS PHONE: 44 2076290431 MAIL ADDRESS: STREET 1: 69 GROSVENOR STREET CITY: LONDON STATE: X0 ZIP: W1K 3JP REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SB Global Advisers Ltd CENTRAL INDEX KEY: 0001883884 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40175 FILM NUMBER: 231109588 BUSINESS ADDRESS: STREET 1: 69 GROSVENOR STREET CITY: LONDON STATE: X0 ZIP: W1K 3JP BUSINESS PHONE: 44-207-629-0431 MAIL ADDRESS: STREET 1: 69 GROSVENOR STREET CITY: LONDON STATE: X0 ZIP: W1K 3JP FORMER NAME: FORMER CONFORMED NAME: SB Global Advisors Ltd DATE OF NAME CHANGE: 20210920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SVF II Holdings (DE) LLC CENTRAL INDEX KEY: 0001883900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40175 FILM NUMBER: 231109591 BUSINESS ADDRESS: STREET 1: 1 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: (650) 562-8100 MAIL ADDRESS: STREET 1: 1 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER NAME: FORMER CONFORMED NAME: SVF II Holdings (DE) L.P. DATE OF NAME CHANGE: 20210920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SVF II SPAC Investment 3 (DE) LLC CENTRAL INDEX KEY: 0001934312 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40175 FILM NUMBER: 231109592 BUSINESS ADDRESS: STREET 1: 1 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: (345) 949-0200 MAIL ADDRESS: STREET 1: 1 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Symbotic Inc. CENTRAL INDEX KEY: 0001837240 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 981572401 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 200 RESEARCH DRIVE CITY: WILMINGTON STATE: MA ZIP: 01887 BUSINESS PHONE: 978-284-2800 MAIL ADDRESS: STREET 1: 200 RESEARCH DRIVE CITY: WILMINGTON STATE: MA ZIP: 01887 FORMER COMPANY: FORMER CONFORMED NAME: SVF Investment Corp. 3 DATE OF NAME CHANGE: 20210128 FORMER COMPANY: FORMER CONFORMED NAME: SVF Investment III Corp. DATE OF NAME CHANGE: 20201218 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-07-23 0001837240 Symbotic Inc. SYM 0001934312 SVF II SPAC Investment 3 (DE) LLC 251 LITTLE FALLS DRIVE WILMINGTON DE 19808 0 0 1 0 0001883900 SVF II Holdings (DE) LLC 251 LITTLE FALLS DRIVE WILMINGTON DE 19808 0 0 1 0 0001883559 SVF II Aggregator (Jersey) L.P. CRESTBRIDGE LIMITED 47 ESPLANADE ST. HELIER Y9 JE1 0BD JERSEY 0 0 1 0 0001787613 SOFTBANK VISION FUND II-2 L.P. CRESTBRIDGE LIMITED 47 ESPLANADE ST. HELIER Y9 JE1 0BD JERSEY 0 0 1 0 0001883884 SB Global Advisers Ltd 69 GROSVENOR STREET LONDON X0 W1K 3JP UNITED KINGDOM 0 0 1 0 0001972882 SB Northstar GP C/O WALKERS 190 ELGIN AVENUE GEORGE TOWN E9 KY1-9008 CAYMAN ISLANDS 0 0 1 0 0001818296 SB Management Ltd C/O WALKERS 190 ELGIN AVENUE GEORGE TOWN E9 KY1-9008 CAYMAN ISLANDS 0 0 1 0 0001065521 SOFTBANK GROUP CORP. 1-7-1 KAIGAN MINATO-KU TOKYO M0 105-7537 JAPAN 0 0 1 0 0 Class A Common Stock 2023-07-23 4 P 0 17825312 28.05 A 17825312 I By SVF II Strategic Investments AIV LLC Class A Common Stock 20000000 I By SVF II SPAC Investment 3 (DE) LLC Class A Common Stock 2000000 I By SB Northstar LP Common Stock Warrants (right to buy) 41.9719 2023-07-23 4 J 0 11434360 A Class A Common Stock 11434360 11434360 I By Sunlight Investment Corp. Pursuant to that certain Stock Purchase Agreement, dated as of July 23, 2023, by and among The RBC Millennium Trust, the Richard B. Cohen Revocable Trust (together with The RBC Millennium Trust, the "Sellers") and SVF II Strategic Investments AIV LLC ("SSI AIV"), SSI AIV purchased an aggregate of 17,825,312 shares of Class A common stock of the issuer from the Sellers for an aggregate purchase price of $500 million. SoftBank Group Corp. ("SoftBank"), which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited ("SBGA"), which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II SPAC Investment 3 (DE) LLC. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II SPAC Investment 3 (DE) LLC. SoftBank is the parent company of SB Northstar GP, which is the general partner of SB Northstar LP. (Footnote continued in Footnote 3) (Continued from Footnote 2) SoftBank is the parent company of SSI AIV, which is the sole stockholder of Sunlight Investment Corp. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. The warrants were issued pursuant to that certain Framework Agreement, dated as of July 23, 2023, by and among the issuer, Symbotic Holdings LLC, Symbotic LLC, Sunlight Investment Corp., SSI AIV and GreenBox Systems LLC. Exercise of the warrants is subject to certain conditions set forth in the warrant, including the satisfaction of certain funding obligations pursuant to that certain Master Services, License and Equipment Agreement, dated as of July 23, 2023, by and between GreenBox Systems LLC and Symbotic LLC (the "MSLEA"). The warrants expire on the later of (i) expiration of the term of the MSLEA and (ii) the date that is the 36-month anniversary of the date on which the warrant vested with respect to the applicable shares. The term of the MSLEA expires on July 23, 2027 unless earlier terminated pursuant to the terms of the MSLEA; provided that the term may be extended by GreenBox Systems LLC until July 23, 2029, subject to certain conditions. SVF II SPAC Investment 3 (DE) LLC, By: /s/ Jonathan Duckles, as Director 2023-07-25 SVF II Holdings (DE) LLC, By: /s/ Jonathan Duckles, as Director 2023-07-25 SVF II Aggregator (Jersey) L.P., By: SB Global Advisers Limited, its Manager /s/ Alex Clavel, as Director 2023-07-25 SoftBank Vision Fund II-2 L.P., By: SB Global Advisers Limited, its Manager /s/ Alex Clavel, as Director 2023-07-25 SB Global Advisers Limited, By: /s/ Alex Clavel, as Director 2023-07-25 SB Northstar GP, By: /s/ Stephen Lam, as Director 2023-07-25 SB Northstar LP, By: SB Northstar GP, its General Partner /s/ Stephen Lam, as Director 2023-07-25 SoftBank Group Corp., By: /s/ Yuko Yamamoto, as Head of Corporate Legal Department 2023-07-25