0001144204-15-036725.txt : 20150611 0001144204-15-036725.hdr.sgml : 20150611 20150611161705 ACCESSION NUMBER: 0001144204-15-036725 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150610 FILED AS OF DATE: 20150611 DATE AS OF CHANGE: 20150611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Arlington Asset Investment Corp. CENTRAL INDEX KEY: 0001209028 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 541873198 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 19TH STREET NORTH STREET 2: SUITE 1900 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 7033730200 MAIL ADDRESS: STREET 1: 1001 19TH STREET NORTH STREET 2: SUITE 1900 CITY: ARLINGTON STATE: VA ZIP: 22209 FORMER COMPANY: FORMER CONFORMED NAME: FRIEDMAN BILLINGS RAMSEY GROUP INC DATE OF NAME CHANGE: 20030331 FORMER COMPANY: FORMER CONFORMED NAME: FOREST MERGER CORP DATE OF NAME CHANGE: 20021205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAEDER DAVID W CENTRAL INDEX KEY: 0001065414 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34374 FILM NUMBER: 15926192 MAIL ADDRESS: STREET 1: 1626 EAST JEFFERSON STREET CITY: ROCKVILLE STATE: MD ZIP: 20852 4 1 v412989_form4.xml FORM 4 X0306 4 2015-06-10 0 0001209028 Arlington Asset Investment Corp. AI 0001065414 FAEDER DAVID W C/O ARLINGTON ASSET INVESTMENT CORP. 1001 NINETEENTH STREET NORTH, SUITE 1900 ARLINGTON VA 22209 1 0 0 0 Restricted Stock Units 2015-06-10 4 A 0 3875 0 A Class A Common Stock 3875 9668 D Exhibit 99.1 Exhibit 99.1 Exhibit 99.1 /s/ D. Scott Parish, Attorney-in-Fact 2015-06-11 EX-99.1 2 v412989_ex99-1.htm EXHIBIT 99.1

Exhibit 99.1

1. Each restricted stock unit (“RSU”) represents a contingent right to receive one share of Class A common stock of Arlington Asset Investment Corp. (the “Company”).

2. Represents pro rata annual grant of RSUs pursuant to the Company’s 2014 Long-Term Incentive Plan (the “2014 Plan”) in connection with the reporting person’s service as a non-employee director of the Company. The RSUs vest immediately on the award grant date. Vested RSUs are converted into shares of Class A common stock on a one-for-one basis, with any fractional shares being settled in cash, upon the later of the reporting person’s separation from service on the board of directors or the first anniversary of the grant date (the “Settlement Date”). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date.

RSUs previously granted to the reporting person pursuant to Company’s 2011 Long-Term Incentive Plan (the “2011 Plan”) vested immediately on the award grant date. Under the 2011 Plan, vested RSUs are converted into shares of Class A common stock on a one-for-one basis upon the reporting person’s separation from service on the board of directors.

The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on, outstanding RSUs.

3. Represents: (i) 2,905 RSUs granted on June 6, 2013 pursuant to the 2011 Plan, which vested on June 6, 2013; (ii) 2,888 RSUs granted on June 11, 2014 pursuant to the 2011 Plan, which vested on June 11, 2014; and (iii) 3,875 RSUs granted on June 10, 2015 pursuant to the 2014 Plan, which vested on June 10, 2015.