0000899243-18-016997.txt : 20180618
0000899243-18-016997.hdr.sgml : 20180618
20180618163059
ACCESSION NUMBER: 0000899243-18-016997
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180614
FILED AS OF DATE: 20180618
DATE AS OF CHANGE: 20180618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FAEDER DAVID W
CENTRAL INDEX KEY: 0001065414
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34374
FILM NUMBER: 18905005
MAIL ADDRESS:
STREET 1: 1626 EAST JEFFERSON STREET
CITY: ROCKVILLE
STATE: MD
ZIP: 20852
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arlington Asset Investment Corp.
CENTRAL INDEX KEY: 0001209028
STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799]
IRS NUMBER: 541873198
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1001 19TH STREET NORTH
STREET 2: SUITE 1900
CITY: ARLINGTON
STATE: VA
ZIP: 22209
BUSINESS PHONE: 7033730200
MAIL ADDRESS:
STREET 1: 1001 19TH STREET NORTH
STREET 2: SUITE 1900
CITY: ARLINGTON
STATE: VA
ZIP: 22209
FORMER COMPANY:
FORMER CONFORMED NAME: FRIEDMAN BILLINGS RAMSEY GROUP INC
DATE OF NAME CHANGE: 20030331
FORMER COMPANY:
FORMER CONFORMED NAME: FOREST MERGER CORP
DATE OF NAME CHANGE: 20021205
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-06-14
0
0001209028
Arlington Asset Investment Corp.
AI
0001065414
FAEDER DAVID W
C/O ARLINGTON ASSET INVESTMENT CORP.
1001 NINETEENTH STREET NORTH, SUITE 1900
ARLINGTON
VA
22209
1
0
0
0
Restricted Stock Units
2018-06-14
4
A
0
7067
0.00
A
Class A Common Stock
7067
28130
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of Arlington Asset Investment Corp. (the "Company").
Represents annual grant of RSUs pursuant to the Company's 2014 Long-Term Incentive Plan (the "2014 Plan") in connection with the reporting person's service as a non-employee director of the Company. The RSUs vest immediately on the award grant date. Vested RSUs are converted into shares of Class A common stock on a one-for-one basis, with any fractional shares being settled in cash, upon the later of the reporting person's separation from service on the board of directors or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date. The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on, outstanding RSUs.
/s/ D. Scott Parish, Attorney-in-Fact
2018-06-18