-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FBNqJqpI7W3SR0X2TSJbr4D46P0dcnX3BgDK4QdQ1Dx687Qpm5NAUoouo9jxZK4B 6d4r06Txc3HXupK4E/ehPg== 0001017951-03-000358.txt : 20031201 0001017951-03-000358.hdr.sgml : 20031201 20031201174043 ACCESSION NUMBER: 0001017951-03-000358 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031126 FILED AS OF DATE: 20031201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NIC INC CENTRAL INDEX KEY: 0001065332 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 522077581 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12 CORPORATE WOODS 10975 BENSON STREET STREET 2: SUITE 390 CITY: OVERLAND PARK STATE: KS ZIP: 66210 MAIL ADDRESS: STREET 1: 12 CORPORATE WOODS 10975 BENSON STREET STREET 2: SUITE 390 CITY: OVERLAND PARK STATE: KS ZIP: 66210 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL INFORMATION CONSORTIUM DATE OF NAME CHANGE: 19990618 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL INFORMATION CONSORTIUM INC DATE OF NAME CHANGE: 19990504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERINGTON HARRY CENTRAL INDEX KEY: 0001180373 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26621 FILM NUMBER: 031030822 BUSINESS ADDRESS: STREET 1: 12 CORPORATE WOODS STREET 2: 10975 BENSON STREET 390 CITY: OVERLAND PARK STATE: KS ZIP: 66210 BUSINESS PHONE: 8772343468 MAIL ADDRESS: STREET 1: 12 CORPORATE WOODS STREET 2: 10975 BENSON STREET 390 CITY: OVERLAND PARK STATE: MS ZIP: 66210 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-11-26 0 0001065332 NIC INC EGOV 0001180373 HERINGTON HARRY C/O NIC INC. 10540 SOUTH RIDGEVIEW ROAD OLATHE KS 66061 0 1 0 0 Chief Operating Officer Common Stock 2003-11-26 4 S 0 436 6.71 D 52530 D Common Stock 2003-11-26 4 S 0 219 6.76 D 52311 D Common Stock 2003-11-26 4 S 0 219 6.77 D 52092 D Common Stock 2003-11-26 4 S 0 960 6.8 D 51132 D Common Stock 2003-11-26 4 S 0 131 6.81 D 51001 D Common Stock 2003-11-26 4 S 0 436 6.85 D 50565 D Common Stock 2003-11-26 4 S 0 872 6.9 D 49693 D Common Stock 2003-11-26 4 S 0 872 6.92 D 48821 D Common Stock 2003-11-26 4 S 0 219 6.95 D 48602 D Common Stock 2003-11-26 4 S 0 872 7 D 47730 D Common Stock 2003-11-26 4 S 0 14 6.71 D 610 I As custodian for minor children Common Stock 2003-11-26 4 S 0 6 6.76 D 604 I As custodian for minor children Common Stock 2003-11-26 4 S 0 6 6.77 D 598 I As custodian for minor children Common Stock 2003-11-26 4 S 0 30 6.8 D 568 I As custodian for minor children Common Stock 2003-11-26 4 S 0 4 6.81 D 564 I As custodian for minor children Common Stock 2003-11-26 4 S 0 14 6.85 D 550 I As custodian for minor children Common Stock 2003-11-26 4 S 0 28 6.9 D 522 I As custodian for minor children Common Stock 2003-11-26 4 S 0 28 6.92 D 494 I As custodian for minor children Common Stock 2003-11-26 4 S 0 6 6.95 D 488 I As custodian for minor children Common Stock 2003-11-26 4 S 0 28 7 D 460 I As custodian for minor children The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 31, 2003. The Reporting Person also directly owns the following employee stock options to purchase NIC Inc. common stock: (i) 100,000 shares at $4.063, exercisable in four equal annual installments beginning on February 6, 2002; (ii) 10,000 shares at $2.10, exercisable in four equal annual installments, beginning on June 25, 2002; (iii) 50,000 shares at $1.67 per share, exercisable in two equal annual installments, beginning on July 23, 2003; and (iv) 150,000 shares at $3.04, exercisable in four equal annual installments, beginning on August 1, 2004. The Reporting Person also indirectly owns 25,336 shares of NIC Inc. common stock which are held directly the the National Information Consortium Voting Trust, for which Messrs. Jeffery S. Fraser and Ross C. Hartley act as trustees, for the benefit of the Reporting Person's minor children as direct beneficiaries of the Trust, and 947,256 shares of NIC Inc. common stock, which are also held directly by the National Information Consortium Voting Trust, for the benefit of the Reporting Person as a direct beneficiary of the Trust. Stephen M. Kovzan, Attorney-in-Fact 2003-12-01 -----END PRIVACY-ENHANCED MESSAGE-----