-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UEsXmEkrPmDEDoP7OCdMBccqp+7EJAI6h0YfFt5NcqMiuD82guGNuaFtmlHMWPAz T/JH5P3pVfdP8fJRuKQWUw== 0001014108-08-000171.txt : 20080512 0001014108-08-000171.hdr.sgml : 20080512 20080512183359 ACCESSION NUMBER: 0001014108-08-000171 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080509 FILED AS OF DATE: 20080512 DATE AS OF CHANGE: 20080512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NIC INC CENTRAL INDEX KEY: 0001065332 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 522077581 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25501 W. VALLEY PARKWAY STREET 2: SUITE 300 CITY: OLATHE STATE: KS ZIP: 66061 BUSINESS PHONE: (913) 498-3468 MAIL ADDRESS: STREET 1: 25501 W. VALLEY PARKWAY STREET 2: SUITE 300 CITY: OLATHE STATE: KS ZIP: 66061 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL INFORMATION CONSORTIUM DATE OF NAME CHANGE: 19990618 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL INFORMATION CONSORTIUM INC DATE OF NAME CHANGE: 19990504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERINGTON HARRY CENTRAL INDEX KEY: 0001180373 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26621 FILM NUMBER: 08825278 BUSINESS ADDRESS: STREET 1: 12 CORPORATE WOODS STREET 2: 10975 BENSON STREET 390 CITY: OVERLAND PARK STATE: KS ZIP: 66210 BUSINESS PHONE: 8772343468 MAIL ADDRESS: STREET 1: 12 CORPORATE WOODS STREET 2: 10975 BENSON STREET 390 CITY: OVERLAND PARK STATE: MS ZIP: 66210 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2008-05-09 0 0001065332 NIC INC EGOV 0001180373 HERINGTON HARRY 12 CORPORATE WOODS 10975 BENSON STREET 390 OVERLAND PARK MS 66210 1 1 0 0 Chairman of the Board & CEO Common Stock 2008-05-09 4 M 0 76064 3.04 A 297680 D Common Stock 2008-05-09 4 S 0 504 7.35 D 297176 D Common Stock 2008-05-09 4 S 0 922 7.36 D 296254 D Common Stock 2008-05-09 4 S 0 12500 7.4 D 283754 D Common Stock 2008-05-09 4 S 0 4115 7.41 D 279639 D Common Stock 2008-05-09 4 S 0 6181 7.42 D 273458 D Common Stock 2008-05-09 4 S 0 7550 7.43 D 265908 D Common Stock 2008-05-09 4 S 0 15600 7.44 D 250308 D Common Stock 2008-05-09 4 S 0 22157 7.45 D 228151 D Common Stock 2008-05-09 4 S 0 1744 7.46 D 226407 D Common Stock 2008-05-09 4 S 0 2813 7.47 D 223594 D Common Stock 2008-05-09 4 S 0 637 7.48 D 222957 D Common Stock 2008-05-09 4 S 0 50 7.49 D 223907 D Common Stock 2008-05-09 4 S 0 1291 7.5 D 221616 D Common Stock 770003 I See Common Stock 25224 I See Stock Option (right to buy) 3.04 2008-05-09 4 M 0 76064 0 D 2004-08-01 2008-08-01 Common Stock 76064 73936 D This total includes an additional 2,154 shares acquired pursuant to the NIC Inc. Employee Stock Purchase Plan since the last filing of a beneficial ownership report by the Reporting Person. Includes 2,534 shares held for the benefit of the Reporting Person's two minor children. The Reporting Person may be deemed the beneficial owner of 770,003 shares of NIC Inc. common stock, which are held directly by the National Information Consortium Voting Trust ("Voting Trust"), for which Messrs. Jeffery S. Fraser and Ross C. Hartley act as trustees. The Reporting Person has a pecuniary interest in these shares. The Reporting Person does not have investment control over such shares, but has the power to dispose of the voting trust certificates held by the Reporting Person, subject to the terms of the Voting Trust. The trustees have the power to dispose of such shares held by the Voting Trust, and the Reporting Person disclaims beneficial ownership of such shares to the extent such shares are disposed of by the trustees. The Reporting Person may be deemed the beneficial owneer of 25,224 shares of NIC Inc. common stock, which are held directly by the Voting Trust for the benefit of the Reporting Person's two minor children. See footnote (3). The Reporting Person exercised this stock option during this last trading period before the option expires on August 1, 2008. Stephen M. Kovzan, Attorney in Fact for Harry Herington 2008-05-12 -----END PRIVACY-ENHANCED MESSAGE-----