0001567619-23-000397.txt : 20230104
0001567619-23-000397.hdr.sgml : 20230104
20230104211605
ACCESSION NUMBER: 0001567619-23-000397
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230102
FILED AS OF DATE: 20230104
DATE AS OF CHANGE: 20230104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spurbeck Mark
CENTRAL INDEX KEY: 0001577048
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16463
FILM NUMBER: 23509542
MAIL ADDRESS:
STREET 1: C/O CORP. SECRETARY, PEABODY ENERGY CORP
STREET 2: 701 MARKET STREET
CITY: ST. LOUIS
STATE: MO
ZIP: 63101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEABODY ENERGY CORP
CENTRAL INDEX KEY: 0001064728
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 134004153
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 701 MARKET ST
CITY: ST LOUIS
STATE: MO
ZIP: 63101-1826
BUSINESS PHONE: 3143423400
MAIL ADDRESS:
STREET 1: 701 MARKET ST
CITY: ST LOUIS
STATE: MO
ZIP: 63101-1826
FORMER COMPANY:
FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP
DATE OF NAME CHANGE: 19980623
4
1
doc1.xml
FORM 4
X0306
4
2023-01-02
0
0001064728
PEABODY ENERGY CORP
BTU
0001577048
Spurbeck Mark
C/O CORPORATE SECRETARY, PEABODY ENERGY
701 MARKET STREET
ST. LOUIS
MO
63101
0
1
0
0
EVP and CFO
Common Stock
2023-01-02
4
F
0
3490
26.42
D
70173
D
Common Stock
2023-01-02
4
F
0
2134
26.42
D
68039
D
Common Stock
2023-01-02
4
F
0
4822
26.42
D
63217
D
Common Stock
2023-01-03
4
F
0
5372
25.10
D
57845
D
Common Stock
2023-01-03
4
A
0
11952
0.00
A
69797
D
Common Stock
2023-01-04
4
S
0
6219
24.65
D
63578
D
The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 7,174 restricted stock units on January 2, 2023.
The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 4,825 restricted stock units on January 2, 2023.
The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 10,884 restricted stock units on January 2, 2023.
The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 12,125 restricted stock units on January 3, 2023.
Represent?restricted?stock units?("RSUs")?that?will?vest?in three equal?annual?installments on the first, second, and third anniversary?of?the?grant?date of?January?3, 2023, subject?to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.
The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/17/21.
/s/ Eric R. Waller, Attorney-in-fact
2023-01-04