0001567619-23-000397.txt : 20230104 0001567619-23-000397.hdr.sgml : 20230104 20230104211605 ACCESSION NUMBER: 0001567619-23-000397 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230102 FILED AS OF DATE: 20230104 DATE AS OF CHANGE: 20230104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spurbeck Mark CENTRAL INDEX KEY: 0001577048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 23509542 MAIL ADDRESS: STREET 1: C/O CORP. SECRETARY, PEABODY ENERGY CORP STREET 2: 701 MARKET STREET CITY: ST. LOUIS STATE: MO ZIP: 63101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 4 1 doc1.xml FORM 4 X0306 4 2023-01-02 0 0001064728 PEABODY ENERGY CORP BTU 0001577048 Spurbeck Mark C/O CORPORATE SECRETARY, PEABODY ENERGY 701 MARKET STREET ST. LOUIS MO 63101 0 1 0 0 EVP and CFO Common Stock 2023-01-02 4 F 0 3490 26.42 D 70173 D Common Stock 2023-01-02 4 F 0 2134 26.42 D 68039 D Common Stock 2023-01-02 4 F 0 4822 26.42 D 63217 D Common Stock 2023-01-03 4 F 0 5372 25.10 D 57845 D Common Stock 2023-01-03 4 A 0 11952 0.00 A 69797 D Common Stock 2023-01-04 4 S 0 6219 24.65 D 63578 D The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 7,174 restricted stock units on January 2, 2023. The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 4,825 restricted stock units on January 2, 2023. The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 10,884 restricted stock units on January 2, 2023. The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 12,125 restricted stock units on January 3, 2023. Represent?restricted?stock units?("RSUs")?that?will?vest?in three equal?annual?installments on the first, second, and third anniversary?of?the?grant?date of?January?3, 2023, subject?to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability. The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/17/21. /s/ Eric R. Waller, Attorney-in-fact 2023-01-04