0001567619-20-002183.txt : 20200205 0001567619-20-002183.hdr.sgml : 20200205 20200205113710 ACCESSION NUMBER: 0001567619-20-002183 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200122 FILED AS OF DATE: 20200205 DATE AS OF CHANGE: 20200205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spurbeck Mark CENTRAL INDEX KEY: 0001577048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 20577123 MAIL ADDRESS: STREET 1: C/O CORP. SECRETARY, PEABODY ENERGY CORP STREET 2: 701 MARKET STREET CITY: ST. LOUIS STATE: MO ZIP: 63101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 4 1 doc1.xml FORM 4 X0306 4 2020-01-22 0 0001064728 PEABODY ENERGY CORP BTU 0001577048 Spurbeck Mark C/O CORPORATE SECRETARY, PEABODY ENERGY 701 MARKET STREET ST. LOUIS MO 63101 0 1 0 0 SVP and Interim CFO Common Stock 2020-01-22 4 A 0 14475 0.00 A 46938 D Represent restricted stock units ("RSU") that will vest in three equal installments, with the first vesting to occur January 22, 2021, one year from the date of grant, and the second and third vestings to occur on January 2, 2022 and January 2, 2023, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability. /s/ Eric R. Waller, attorney-in-fact 2020-02-05