0001567619-20-000660.txt : 20200106 0001567619-20-000660.hdr.sgml : 20200106 20200106193425 ACCESSION NUMBER: 0001567619-20-000660 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200102 FILED AS OF DATE: 20200106 DATE AS OF CHANGE: 20200106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hathhorn Marc E. CENTRAL INDEX KEY: 0001785022 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 20511735 MAIL ADDRESS: STREET 1: C/O CORPORATE SECRETARY STREET 2: 701 MARKET STREET CITY: ST. LOUIS STATE: MO ZIP: 63101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 4 1 doc1.xml FORM 4 X0306 4 2020-01-02 0 0001064728 PEABODY ENERGY CORP BTU 0001785022 Hathhorn Marc E. C/O PEABODY ENERGY CORPORATION 701 MARKET STREET ST. LOUIS MO 63101-1830 0 1 0 0 President-Australia Operations Common Stock 2020-01-02 4 A 0 40400 00 A 95073 D Common Stock 2020-01-02 4 F 0 1045 9.99 A 94028 D Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of January 2, 2020, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability. The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 2,980 restricted stock units on January 2, 2020. Adjusted to increase total by one share to reflect a correction due to rounding of dividend equivalents. /s/ Scott T. Jarboe, attorney-in-fact 2020-01-06