0001209191-15-031317.txt : 20150402
0001209191-15-031317.hdr.sgml : 20150402
20150402160118
ACCESSION NUMBER: 0001209191-15-031317
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150102
FILED AS OF DATE: 20150402
DATE AS OF CHANGE: 20150402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEABODY ENERGY CORP
CENTRAL INDEX KEY: 0001064728
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 134004153
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 701 MARKET ST
CITY: ST LOUIS
STATE: MO
ZIP: 63101-1826
BUSINESS PHONE: 3143423400
MAIL ADDRESS:
STREET 1: 701 MARKET ST
CITY: ST LOUIS
STATE: MO
ZIP: 63101-1826
FORMER COMPANY:
FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP
DATE OF NAME CHANGE: 19980623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hull Jeane L.
CENTRAL INDEX KEY: 0001515757
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16463
FILM NUMBER: 15747421
MAIL ADDRESS:
STREET 1: 701 MARKET STREET
CITY: ST. LOUIS
STATE: MO
ZIP: 63101
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2015-01-02
2015-01-06
0
0001064728
PEABODY ENERGY CORP
BTU
0001515757
Hull Jeane L.
701 MARKET STREET
ST. LOUIS
MO
63101
0
1
0
0
EVP - Chief Technical Officer
Common Stock
2015-01-02
4
A
0
30523
0.00
A
70985
D
See Remarks Section.
Includes 2,295 shares held by the reporting person in the Company's Employee Stock Purchase Plan.
This amendment is being filed solely to clarify that this award is of restricted stock units, rather than restricted stock as previously reported on a Form 4 filed on January 6, 2015. The restricted stock units generally vest in whole on January 2, 2018; however, because the reporting person is expected to become retirement eligible during the three-year period following the grant date, on the first quarterly anniversary of the grant date following such time as the reporting person becomes retirement eligible: (1) a portion of the restricted stock units that would have vested by that time (had the restricted stock units been subject to vesting in substantially equal installments on each quarterly anniversary of the grant date during the period from the grant date through the third anniversary of the grant date) will then vest; and (2) the remaining restricted stock units will thereafter vest in substantially equal amounts on each quarterly anniversary of the grant date thereafter through the third anniversary of the grant date; all subject to any acceleration terms and conditions and the other terms of the restricted stock units award. The amount of securities beneficially owned directly by the reporting person is shown as of the completion of all transactions on January 2, 2015. This practice of awarding restricted stock units instead of restricted stock to recipients who are or will become retirement eligible during the equity vesting period is applicable to executives and non-executives.
Jeane L. Hull
By: Bryan L. Sutter
Attorney-in-Fact
2015-04-02