0001209191-15-031317.txt : 20150402 0001209191-15-031317.hdr.sgml : 20150402 20150402160118 ACCESSION NUMBER: 0001209191-15-031317 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150102 FILED AS OF DATE: 20150402 DATE AS OF CHANGE: 20150402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hull Jeane L. CENTRAL INDEX KEY: 0001515757 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 15747421 MAIL ADDRESS: STREET 1: 701 MARKET STREET CITY: ST. LOUIS STATE: MO ZIP: 63101 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2015-01-02 2015-01-06 0 0001064728 PEABODY ENERGY CORP BTU 0001515757 Hull Jeane L. 701 MARKET STREET ST. LOUIS MO 63101 0 1 0 0 EVP - Chief Technical Officer Common Stock 2015-01-02 4 A 0 30523 0.00 A 70985 D See Remarks Section. Includes 2,295 shares held by the reporting person in the Company's Employee Stock Purchase Plan. This amendment is being filed solely to clarify that this award is of restricted stock units, rather than restricted stock as previously reported on a Form 4 filed on January 6, 2015. The restricted stock units generally vest in whole on January 2, 2018; however, because the reporting person is expected to become retirement eligible during the three-year period following the grant date, on the first quarterly anniversary of the grant date following such time as the reporting person becomes retirement eligible: (1) a portion of the restricted stock units that would have vested by that time (had the restricted stock units been subject to vesting in substantially equal installments on each quarterly anniversary of the grant date during the period from the grant date through the third anniversary of the grant date) will then vest; and (2) the remaining restricted stock units will thereafter vest in substantially equal amounts on each quarterly anniversary of the grant date thereafter through the third anniversary of the grant date; all subject to any acceleration terms and conditions and the other terms of the restricted stock units award. The amount of securities beneficially owned directly by the reporting person is shown as of the completion of all transactions on January 2, 2015. This practice of awarding restricted stock units instead of restricted stock to recipients who are or will become retirement eligible during the equity vesting period is applicable to executives and non-executives. Jeane L. Hull By: Bryan L. Sutter Attorney-in-Fact 2015-04-02