0001209191-13-044760.txt : 20130918
0001209191-13-044760.hdr.sgml : 20130918
20130918165820
ACCESSION NUMBER: 0001209191-13-044760
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130916
FILED AS OF DATE: 20130918
DATE AS OF CHANGE: 20130918
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEABODY ENERGY CORP
CENTRAL INDEX KEY: 0001064728
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 134004153
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 701 MARKET ST
CITY: ST LOUIS
STATE: MO
ZIP: 63101-1826
BUSINESS PHONE: 3143423400
MAIL ADDRESS:
STREET 1: 701 MARKET ST
CITY: ST LOUIS
STATE: MO
ZIP: 63101-1826
FORMER COMPANY:
FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP
DATE OF NAME CHANGE: 19980623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kellow Glenn L
CENTRAL INDEX KEY: 0001586673
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16463
FILM NUMBER: 131104021
MAIL ADDRESS:
STREET 1: 701 MARKET STREET
CITY: ST. LOUIS
STATE: MO
ZIP: 63101
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-09-16
0
0001064728
PEABODY ENERGY CORP
BTU
0001586673
Kellow Glenn L
701 MARKET STREET
ST. LOUIS
MO
63101
0
1
0
0
President and COO
Employee Stock Option (right to buy)
18.05
2013-09-16
4
A
0
59312
0.00
A
2023-09-16
Common Stock
59312
59312
D
Restricted Stock Units
2013-09-16
4
A
0
110803
0.00
A
2018-09-16
Common Stock
110803
110803
D
The options vest in three equal annual installments beginning September 16, 2014.
Each Restricted Stock Unit represents a contingent right to receive one share of Peabody common stock ("Common Stock").So long as Mr. Kellow remains employed by Peabody Energy Corporation (the "Company") through September 16, 2018 (the "Vesting Date"), then (a) 50% of the RSUs shall become vested on the Vesting Date to the extent that at any time between September 16, 2013 (the "Grant Date") and September 16, 2017 (the "First Measurement Date") the TSR (as defined in footnote 3) equals or exceeds 20% for a period of 20 consecutive trading days (the "First Measurement Criterion"), and (b) the remaining 50% percent of the RSUs shall become vested on the Vesting Date to the extent that at any time between the Grant Date and the Vesting Date the TSR equals or exceeds 40% for a period of 20 consecutive trading days. The award agreement also provides for continued vesting under certain circumstances.
"TSR" is defined as the aggregate increase or decrease (expressed as a percentage) in the value of a share of Common Stock after the Grant Date. For the purpose of determining the value of a share of Common Stock on the Grant Date, the closing price for a share of Common Stock as reported by the New York Stock Exchange ("NYSE") on the Grant Date shall be used. For purposes of determining the value of a share of Common Stock on any day after the Grant Date, the closing price for a share of Common Stock as reported by the NYSE on such date shall be aggregated together with the aggregate amount of dividends paid by the Company in respect of a share of Common Stock between the Grant Date and the date that the TSR is being determined. If shares of Common Stock are no longer traded on a securities exchange, then effective as of the date that shares of Common Stock are no longer traded on a securities exchange, and each day thereafter, the TSR shall equal 40%.
Glenn L. Kellow
By: Kenneth L. Wagner,
Attorney-in-Fact
2013-09-18