0001209191-13-002094.txt : 20130104 0001209191-13-002094.hdr.sgml : 20130104 20130104163745 ACCESSION NUMBER: 0001209191-13-002094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120920 FILED AS OF DATE: 20130104 DATE AS OF CHANGE: 20130104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schoch Alexander C CENTRAL INDEX KEY: 0001378720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 13512377 MAIL ADDRESS: STREET 1: 701 MARKET STREET CITY: ST. LOUIS STATE: MO ZIP: 63101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-09-20 0 0001064728 PEABODY ENERGY CORP BTU 0001378720 Schoch Alexander C 701 MARKET STREET ST. LOUIS MO 63101 0 1 0 0 Exec VP & CLO Common Stock 2012-09-20 5 G 0 E 29163 0.00 D 1397 D Common Stock 2012-09-20 5 G 0 E 29163 0.00 A 29163 I By Revocable Trust Common Stock 2012-10-26 4 S 0 10000 28.60 D 19163 I By Revocable Trust Common Stock 2012-10-26 4 I 0 11997 28.22 A 11997 I By 401(k) Plan The amount includes 276 shares acquired through dividend reinvestments that were not previously reported. Includes 1,397 shares held by the reporting person in the Company's Employee Stock Purchase Plan. This sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person. Alexander C. Schoch By: Kenneth L. Wagner Attorney-in-Fact 2012-10-30