-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HWWtELKYKjLdFMV47l2UeCEgcGqiECb2yjnkI59dQSlW9c8iAexd38Hc+MxNB7r+ PXxwiEhkP9VsQtOeoI8TeQ== 0001209191-11-001333.txt : 20110104 0001209191-11-001333.hdr.sgml : 20110104 20110104193116 ACCESSION NUMBER: 0001209191-11-001333 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110103 FILED AS OF DATE: 20110104 DATE AS OF CHANGE: 20110104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAMES WILLIAM E CENTRAL INDEX KEY: 0001218568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 11508381 MAIL ADDRESS: STREET 1: C/O ROCKPORT CAPITAL PARTNERS LLC STREET 2: 160 GFEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110-1776 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-01-03 0 0001064728 PEABODY ENERGY CORP BTU 0001218568 JAMES WILLIAM E C/O ROCKPORT CAPITAL PARTNERS, LLC 160 FEDERAL STREET, 18TH FLOOR BOSTON MA 02110-1776 1 0 0 0 Common Stock 2011-01-03 4 A 0 1860 0.00 A 8528 D Common Stock 16699 I By Trust Represent deferred stock units that vest prorata over 12 months, and are converted into common stock at a later date based upon the reporting person's election. Includes 991 shares previously owned directly which were contributed to the reporting person's trust and are now owned indirectly by the reporting person. William E. James By: Kenneth L. Wagner Attorney-in-Fact 2011-01-04 -----END PRIVACY-ENHANCED MESSAGE-----