-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dcy1GmxXBpqW1MEXjdwh3hXbVp9MOVHXIwzZLBXmLH1AyA2aRwqVejABYh5h3Nrr Kni8Faa1dpVWxuE8VC74MA== 0001209191-10-060267.txt : 20101214 0001209191-10-060267.hdr.sgml : 20101214 20101214164536 ACCESSION NUMBER: 0001209191-10-060267 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101210 FILED AS OF DATE: 20101214 DATE AS OF CHANGE: 20101214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NAVARRE RICHARD A CENTRAL INDEX KEY: 0001213886 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 101251040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-12-10 0 0001064728 PEABODY ENERGY CORP BTU 0001213886 NAVARRE RICHARD A 701 MARKET STREET ST. LOUIS MO 63101-1826 0 1 0 0 Pres & Chief Comm. Officer Common Stock 2010-12-10 4 M 0 65025 39.8143 A 86777 D Common Stock 2010-12-10 4 M 0 37693 34.9553 A 124470 D Common Stock 2010-12-10 4 M 0 25751 26.84 A 150221 D Common Stock 2010-12-10 4 S 0 17500 60.98 D 132721 D Common Stock 2010-12-10 4 S 0 110969 61.47 D 21752 D Common Stock 120900 I By Family Trust Employee Stock Option (right to buy) 39.8143 2010-12-10 4 M 0 65025 D 2009-01-03 2016-01-03 Common Stock 65025 0 D Employee Stock Option (right to buy) 34.9553 2010-12-10 4 M 0 37693 D 2017-01-03 Common Stock 37693 0 D Employee Stock Option (right to buy) 26.84 2010-12-10 4 M 0 25751 D 2010-01-05 2019-01-05 Common Stock 25751 51501 D This exercise/sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person. This represents the weighted average sale price for the shares. The shares were sold in multiple transactions at prices ranging from $60.88 to $61.08 per share, inclusive. The reporting person will provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. This represents the weighted average sale price for the shares. The shares were sold in multiple transactions at prices ranging from $61.09 to $62.08 per share, inclusive. The reporting person will provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Not applicable. Does not include employee stock options with different expiration dates and exercise prices. 18,846 options vested on January 3, 2009 and 18,847 options vested on January 3, 2010. Richard A. Navarre By: Kenneth L. Wagner Attorney-in-Fact 2010-12-14 -----END PRIVACY-ENHANCED MESSAGE-----