-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B5tDghiKXLxSHw9QUdmQfvCxaAcRJcQAY7ndBpIOF0jVrSfIj56TkvQbg/zKokUL dakGmDBt27hrQEFO1Vxd3Q== 0001209191-10-059806.txt : 20101213 0001209191-10-059806.hdr.sgml : 20101213 20101213105242 ACCESSION NUMBER: 0001209191-10-059806 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101209 FILED AS OF DATE: 20101213 DATE AS OF CHANGE: 20101213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LENTZ HENRY E CENTRAL INDEX KEY: 0001183346 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 101247024 MAIL ADDRESS: STREET 1: 2800 POST OAK BLVD STREET 2: STE 5450 CITY: HOUSTON STATE: TX ZIP: 77056-6127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-12-09 0 0001064728 PEABODY ENERGY CORP BTU 0001183346 LENTZ HENRY E LAZARD FRERES & CO. LLC 30 ROCKEFELLER PLAZA NEW YORK NY 10020 1 0 0 0 Common Stock 2010-12-09 4 M 0 4331 10.9166 A 17092 D Common Stock 2010-12-09 4 M 0 4525 11.965 A 21617 D Common Stock 2010-12-09 4 S 0 8856 61.58 D 12761 D Director Stock Option (right to buy) 10.9166 2010-12-09 4 M 0 4331 D 2014-04-21 Common Stock 4331 0 D Director Stock Option (right to buy) 11.965 2010-12-09 4 M 0 4525 D 2014-05-06 Common Stock 4525 0 D This represents the weighted average sale price for the shares. The shares were sold in multiple transactions at prices ranging from $61.58 to $61.59 per share, inclusive. The reporting person will provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The options vested in three equal annual installments beginning April 21, 2005. Not applicable. Does not include director stock options with different expiration dates and exercise prices. The options vested in three equal annual installments beginning May 6, 2005. Henry E. Lentz By: Kenneth L. Wagner Attorney-in-Fact 2010-12-13 -----END PRIVACY-ENHANCED MESSAGE-----