-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JL5Md22GbpwzfSttw2bkq1CPyjpjKkt764iQPV7ZMQFXofKABK7CkELG7T5b2Lye LkPGxu8/eEA8A8d9+yIwdQ== 0001209191-10-001789.txt : 20100106 0001209191-10-001789.hdr.sgml : 20100106 20100106145714 ACCESSION NUMBER: 0001209191-10-001789 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100104 FILED AS OF DATE: 20100106 DATE AS OF CHANGE: 20100106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schoch Alexander C CENTRAL INDEX KEY: 0001378720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 10511215 MAIL ADDRESS: STREET 1: 701 MARKET STREET CITY: ST. LOUIS STATE: MO ZIP: 63101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-01-04 0 0001064728 PEABODY ENERGY CORP BTU 0001378720 Schoch Alexander C 701 MARKET STREET ST. LOUIS MO 63101 0 1 0 0 Exec VP & CLO Common Stock 2010-01-06 4 M 0 8614 39.1584 A 10070 D Common Stock 2010-01-06 4 M 0 12665 34.9553 A 22735 D Common Stock 2010-01-06 4 M 0 7311 26.84 A 30046 D Common Stock 2010-01-06 4 S 0 28500 50.00 D 1546 D Common Stock 2010-01-06 4 S 0 90 50.02 D 1456 D Employee Stock Option (right to buy) 47.87 2010-01-04 4 A 0 11097 0.00 A 2020-01-04 Common Stock 11097 11097 D Employee Stock Option (right to buy) 39.1584 2010-01-06 4 M 0 8614 0.00 D 2016-10-16 Common Stock 8614 0 D Employee Stock Option (right to buy) 34.9553 2010-01-06 4 M 0 12665 0.00 D 2017-01-03 Common Stock 12665 0 D Employee Stock Option (right to buy) 26.84 2010-01-06 4 M 0 7311 0.00 D 2010-01-05 2019-01-05 Common Stock 7311 14623 D This exercise/sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person. Includes 1,456 shares held by the reporting person in the Company's Employee Stock Purchase Plan. The options vest in three equal annual installments beginning January 5, 2011. Does not include employee stock options with different expiration dates and exercise prices. 4,307 options vested on January 3, 2009 and 4,307 options vested on January 3, 2010. 6,332 options vested on January 3, 2009 and 6,333 options vested on January 3, 2010. Alexander C. Schoch By: Kenneth L. Wagner Attorney-in-fact 2010-01-06 -----END PRIVACY-ENHANCED MESSAGE-----