-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bp+cATDYaLCRKPvJV3boMfnX48h5XOZsx1NoVvvjJcx9sFp6slTHrf2nJyR9gxVc lySHrheX58RZN+VDMXcKLg== 0001209191-08-023070.txt : 20080407 0001209191-08-023070.hdr.sgml : 20080407 20080407172430 ACCESSION NUMBER: 0001209191-08-023070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080403 FILED AS OF DATE: 20080407 DATE AS OF CHANGE: 20080407 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAMES WILLIAM E CENTRAL INDEX KEY: 0001218568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 08743739 MAIL ADDRESS: STREET 1: C/O ROCKPORT CAPITAL PARTNERS LLC STREET 2: 160 GFEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110-1776 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-04-03 0 0001064728 PEABODY ENERGY CORP BTU 0001218568 JAMES WILLIAM E C/O ROCKPORT CAPITAL PARTNERS, LLC 160 FEDERAL STREET, 18TH FLOOR BOSTON MA 02110-1776 1 0 0 0 Common Stock 2008-04-03 4 M 0 20000 3.3001 A 23296 D Common Stock 2008-04-03 4 S 0 9533 55.00 D 13763 D Common Stock 2008-04-03 4 S 0 200 55.01 D 13563 D Common Stock 2008-04-03 4 S 0 1167 55.02 D 12396 D Common Stock 2008-04-03 4 S 0 100 55.03 D 12296 D Common Stock 2008-04-03 4 S 0 4578 55.04 D 7718 D Common Stock 2008-04-03 4 S 0 900 55.05 D 6818 D Common Stock 2008-04-03 4 S 0 22 55.06 D 6796 D Common Stock 2008-04-03 4 S 0 2087 55.09 D 4709 D Common Stock 2008-04-03 4 S 0 13 55.10 D 4696 D Common Stock 2008-04-03 4 S 0 1400 55.12 D 3296 D Common Stock 7520 I By Trust Employee Stock Option (right to buy) 3.3001 2008-04-03 4 M 0 20000 D 2007-11-19 2008-05-19 Common Stock 20000 15000 D This exercise/sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person. Not applicable. Does not include an additional 31,745 options with different expiration dates and exercise prices. William E. James By: Kenneth L. Wagner Attorney-in-Fact 2008-04-07 -----END PRIVACY-ENHANCED MESSAGE-----