-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I5TNJDY0AZA6x6m7zuMR9tqESefJR84sHcrPPArWdv6aF/jjGCg5o4kaKEyvFU6j OVpjMgPs/UT/fUFiSWVjrw== 0001209191-08-018075.txt : 20080313 0001209191-08-018075.hdr.sgml : 20080313 20080313200847 ACCESSION NUMBER: 0001209191-08-018075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080311 FILED AS OF DATE: 20080313 DATE AS OF CHANGE: 20080313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALCOTT ROGER B JR CENTRAL INDEX KEY: 0001213885 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 08687486 BUSINESS ADDRESS: STREET 1: PEABODY ENERGY CORP STREET 2: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-03-11 0 0001064728 PEABODY ENERGY CORP BTU 0001213885 WALCOTT ROGER B JR 701 MARKET STREET ST. LOUIS MO 63101-1826 0 1 0 0 EVP - Strategy & Bus. Services Common Stock 2008-03-11 4 M 0 82952 3.3001 A 101732 I By Trust Common Stock 2008-03-11 4 M 0 8141 17.8541 A 109873 I By Trust Common Stock 2008-03-11 4 M 0 14825 39.8143 A 124698 I By Trust Common Stock 2008-03-11 4 M 0 11097 34.9553 A 135795 I By Trust Common Stock 2008-03-11 4 S 0 100 51.51 D 135695 I By Trust Common Stock 2008-03-11 4 S 0 7977 51.53 D 127718 I By Trust Common Stock 2008-03-11 4 S 0 4800 51.54 D 122918 I By Trust Common Stock 2008-03-11 4 S 0 600 51.55 D 122318 I By Trust Common Stock 2008-03-11 4 S 0 300 51.56 D 122018 I By Trust Common Stock 2008-03-11 4 S 0 5200 51.60 D 116818 I By Trust Common Stock 2008-03-11 4 S 0 700 51.61 D 116118 I By Trust Common Stock 2008-03-11 4 S 0 4700 51.62 D 111418 I By Trust Common Stock 2008-03-11 4 S 0 8313 51.63 D 103105 I By Trust Common Stock 2008-03-11 4 S 0 2000 51.64 D 101105 I By Trust Common Stock 2008-03-11 4 S 0 7026 51.65 D 94079 I By Trust Common Stock 2008-03-11 4 S 0 500 51.66 D 93579 I By Trust Common Stock 2008-03-11 4 S 0 700 51.67 D 92879 I By Trust Common Stock 2008-03-11 4 S 0 600 51.68 D 92279 I By Trust Common Stock 2008-03-11 4 S 0 1000 51.69 D 91279 I By Trust Common Stock 2008-03-11 4 S 0 2800 51.70 D 88479 I By Trust Common Stock 2008-03-11 4 S 0 300 51.71 D 88179 I By Trust Common Stock 2008-03-11 4 S 0 38699 51.75 D 49480 I By Trust Common Stock 2008-03-11 4 S 0 800 51.76 D 48680 I By Trust Common Stock 2008-03-11 4 S 0 600 51.77 D 48080 I By Trust Common Stock 2008-03-11 4 S 0 300 51.78 D 47780 I By Trust Common Stock 2008-03-11 4 S 0 700 51.79 D 47080 I By Trust Common Stock 2008-03-11 4 S 0 2300 51.80 D 44780 I By Trust Common Stock 2008-03-11 4 S 0 300 51.81 D 44480 I By Trust Common Stock 2008-03-11 4 S 0 2200 51.82 D 42280 I By Trust Common Stock 2008-03-11 4 S 0 200 51.83 D 42080 I By Trust Employee Stock Option (right to buy) 3.3001 2008-03-11 4 M 0 82952 D 2007-11-19 2008-05-19 Common Stock 82952 0 D Employee Stock Option (right to buy) 17.8541 2008-03-11 4 M 0 8141 D 2008-01-03 2015-01-03 Common Stock 8141 0 D Employee Stock Option (right to buy) 39.8143 2008-03-11 4 M 0 14825 D 2016-01-03 Common Stock 14825 7413 D Employee Stock Option (right to buy) 34.9553 2008-03-11 4 M 0 11097 D 2008-01-03 2017-01-03 Common Stock 11097 22193 D This exercise/sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person. Upon exercise of the stock options, the shares are immediately transferred to a family trust. Not applicable. Does not include employee stock options with different expiration dates and exercise prices. Of the stock options exercised, 7,413 vested on January 3, 2007 and 7,412 vested on January 3, 2008. 1 of 2 Form 4s - Additional transactions from March 11, 2008 are reported on a separate Form 4. Roger B. Walcott, Jr. By: Kenneth L. Wagner Attorney-in-Fact 2008-03-13 -----END PRIVACY-ENHANCED MESSAGE-----