-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HW3nOmJDIW5fPwNbco1MgIBYbgkQ0QPU+aljq6u0DpEDb6/2Kyw1+uCZH98RRI4v BeE0JGm372RLRVdxubsaDA== 0001209191-07-068839.txt : 20071210 0001209191-07-068839.hdr.sgml : 20071210 20071210184504 ACCESSION NUMBER: 0001209191-07-068839 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071206 FILED AS OF DATE: 20071210 DATE AS OF CHANGE: 20071210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAMES WILLIAM E CENTRAL INDEX KEY: 0001218568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 071296950 MAIL ADDRESS: STREET 1: C/O ROCKPORT CAPITAL PARTNERS LLC STREET 2: 160 GFEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110-1776 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-12-06 0 0001064728 PEABODY ENERGY CORP BTU 0001218568 JAMES WILLIAM E C/O ROCKPORT CAPITAL PARTNERS, LLC 160 FEDERAL STREET, 18TH FLOOR BOSTON MA 02110-1776 1 0 0 0 Common Stock 2007-12-06 4 M 0 20000 3.3001 A 21861 D Common Stock 2007-12-06 4 S 0 20000 58.014 D 1861 D Common Stock 7520 I By Trust Employee Stock Option (right to buy) 3.3001 2007-12-06 4 M 0 20000 D 2007-11-19 2008-05-19 Common Stock 20000 55000 D This exercise/sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person. Not applicable. Does not include an additional 31,745 options with different expiration dates and exercise prices. William E. James By: Kenneth L. Wagner Attorney-in-Fact 2007-12-10 -----END PRIVACY-ENHANCED MESSAGE-----