-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O2O2v6MENgoNh8Ljs3bHqkEj+3A8ACJPeRai3/flFJH0gs6GDP6vboBwVFdIIqM1 0+xF9BV3ozUF1hhrAXxRRQ== 0001209191-07-067665.txt : 20071204 0001209191-07-067665.hdr.sgml : 20071204 20071204172143 ACCESSION NUMBER: 0001209191-07-067665 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071130 FILED AS OF DATE: 20071204 DATE AS OF CHANGE: 20071204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NAVARRE RICHARD A CENTRAL INDEX KEY: 0001213886 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 071284597 BUSINESS ADDRESS: STREET 1: PEABODY ENERGY CORP STREET 2: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-11-30 0 0001064728 PEABODY ENERGY CORP BTU 0001213886 NAVARRE RICHARD A 701 MARKET STREET ST. LOUIS MO 63101-1826 0 1 0 0 EVP and CFO Common Stock 2007-11-30 4 S 0 2900 54.30 D 34600 D Common Stock 2007-11-30 4 S 0 6800 54.31 D 27800 D Common Stock 2007-11-30 4 S 0 200 54.32 D 27600 D Common Stock 2007-11-30 4 S 0 1600 54.33 D 26000 D Common Stock 2007-11-30 4 S 0 1400 54.34 D 24600 D Common Stock 2007-11-30 4 S 0 200 54.35 D 24400 D Common Stock 2007-11-30 4 S 0 5900 54.36 D 18500 D Common Stock 2007-11-30 4 S 0 800 54.37 D 17700 D Common Stock 2007-11-30 4 S 0 1400 54.38 D 16300 D Common Stock 2007-11-30 4 S 0 300 54.39 D 16000 D Common Stock 2007-11-30 4 S 0 400 54.40 D 15600 D Common Stock 2007-11-30 4 S 0 700 54.41 D 14900 D Common Stock 2007-11-30 4 S 0 200 54.42 D 14700 D Common Stock 2007-11-30 4 S 0 400 54.44 D 14300 D Common Stock 2007-11-30 4 S 0 400 54.46 D 13900 D Common Stock 2007-11-30 4 S 0 100 54.47 D 13800 D Common Stock 2007-11-30 4 S 0 600 54.51 D 13200 D Common Stock 2007-11-30 4 S 0 500 54.52 D 12700 D Common Stock 2007-11-30 4 S 0 700 54.53 D 12000 D Common Stock 2007-11-30 4 S 0 400 54.55 D 11600 D Common Stock 2007-11-30 4 S 0 900 54.56 D 10700 D Common Stock 2007-11-30 4 S 0 500 54.57 D 10200 D Common Stock 2007-11-30 4 S 0 700 54.58 D 9500 D Common Stock 2007-11-30 4 S 0 2400 54.59 D 7100 D Common Stock 2007-11-30 4 S 0 1600 54.60 D 5500 D Common Stock 2007-11-30 4 S 0 600 54.61 D 4900 D Common Stock 2007-11-30 4 S 0 300 54.62 D 4600 D Common Stock 2007-11-30 4 S 0 700 54.63 D 3900 D Common Stock 2007-11-30 4 S 0 800 54.64 D 3100 D Common Stock 2007-11-30 4 S 0 1000 54.65 D 2100 D This exercise/sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person. Each transaction reported on this Form 4 shows the actual price at which the noted shares were sold. However, in accordance with the broker's policy, the reporting person received from the broker an additional payment of $242,188.87 to remedy a broker error, resulting in an average price of $54.4116 per share on all shares sold on November 30, 2007 and reported on Form 4. 4 of 5 Form 4s - Additional transactions from November 30, 2007 are reported on separate Form 4s. Richard A. Navarre By: Kenneth L. Wagner, Attorney-in-Fact 2007-12-04 -----END PRIVACY-ENHANCED MESSAGE-----